Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03234 | 09/15/2022 | Claimant(s): Raymond Borota Claimant Lawyers(s): Jennifer Farrar Respondent(s): J. Gregory & Company., Salomon Grey Financial Corporation Respondent Lawyers(s): Corporate Office, Kyle Rowe Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL | ||
| 19-00868 | 11/07/2019 | Claimant(s): Daniel Wolff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL | ||
| 18-02792 | 06/25/2019 | Claimant(s): Margaret Hixon Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Sa Stone Wealth Management Inc. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL | ||
| 18-01822 | 04/26/2019 | Claimant(s): Jose Pacheco Alcaide Claimant Lawyers(s): Carlos Bonaparte Gomez Respondent(s): AXA Advisors Respondent Lawyers(s): Dimitri Gonzalez Arbitrator(s): Nicholas John Taldone, Jorge R. Jimenez, Roberto Olson Cortes Hearing Site: San Juan, PR | ||
| 10-04580 | 10/21/2011 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Douglas Black Respondent Lawyers(s): Douglas Black Arbitrator(s): Nicholas John Taldone Hearing Site: Boca Raton, FL | ||
| 10-02052 | 04/12/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Greg Harmon Respondent Lawyers(s): Greg W. Harmon Arbitrator(s): Nicholas John Taldone Hearing Site: Orlando, FL | ||
| 09-04541 | 07/15/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana H. Sur Respondent(s): Lawrence Wood Respondent Lawyers(s): Lawrence Todd Wood Arbitrator(s): Nicholas John Taldone Hearing Site: Atlanta, GA |