| 23-02671 | 09/25/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Nicholas John Taldone, Shanida De Gracia, John Arthur Riherd
Hearing Site: Tampa, FL
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| 23-02486 | 08/19/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Shannon Nicole Boyd
Hearing Site: Tampa, FL
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| 20-03234 | 09/15/2022 | Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer Farrar
Respondent(s): J. Gregory & Company., Salomon Grey Financial Corporation
Respondent Lawyers(s): Corporate Office, Kyle Rowe
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
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| 19-00868 | 11/07/2019 | Claimant(s): Daniel Wolff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
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| 18-02792 | 06/25/2019 | Claimant(s): Margaret Hixon
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Sa Stone Wealth Management Inc.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
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| 18-01822 | 04/26/2019 | Claimant(s): Jose Pacheco Alcaide
Claimant Lawyers(s): Carlos Bonaparte Gomez
Respondent(s): AXA Advisors
Respondent Lawyers(s): Dimitri Gonzalez
Arbitrator(s): Nicholas John Taldone, Jorge R. Jimenez, Roberto Olson Cortes
Hearing Site: San Juan, PR
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| 10-04580 | 10/21/2011 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Douglas Black
Respondent Lawyers(s): Douglas Black
Arbitrator(s): Nicholas John Taldone
Hearing Site: Boca Raton, FL
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| 10-02052 | 04/12/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Greg Harmon
Respondent Lawyers(s): Greg W. Harmon
Arbitrator(s): Nicholas John Taldone
Hearing Site: Orlando, FL
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| 09-04541 | 07/15/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana H. Sur
Respondent(s): Lawrence Wood
Respondent Lawyers(s): Lawrence Todd Wood
Arbitrator(s): Nicholas John Taldone
Hearing Site: Atlanta, GA
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