| 19-00085 | 10/30/2019 | Claimant(s): Palm Beach Equity Financing Fund
Claimant Lawyers(s): John W. Townshend
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Alison M. Gutierrez
Arbitrator(s): Mary Elizabeth Skelnik, Sheldon Weinhaus, Joseph Neal Richardson
Hearing Site: Little Rock, AR
|  | $0 |
| 17-01230 | 03/20/2019 | Claimant(s): Richard Malouf, Stephanie Malouf, Gavin J. Malouf, Richard J. Malouf II, Sunny N. Malouf, Richard John Malouf IRA, Stephenie Leanne Malouf IRA, 2009 Strait Lane Family LP, RJM 2008 Irrevocable Trust, Richard John Malouf II Trust, Stephenie L. Malouf TTEE U/A
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Monteiro
Arbitrator(s): Mark L. Williams, Mary Elizabeth Skelnik, Zachary Charles Haston
Hearing Site: Dallas, TX
| | Expungement |
| 17-00612 | 02/28/2019 | Claimant(s): Sandi Hamm
Claimant Lawyers(s): Kerry L. Pedigo
Respondent(s): Erick Kuebler, J.P. Morgan Securities
Respondent Lawyers(s): Matthew Baum, Terry R. Weiss
Arbitrator(s): Todd R. Gough, Dineo Coleman Gary, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $114,561 |
| 18-03242 | 02/26/2019 | Claimant(s): Penny Eiffert
Claimant Lawyers(s): Penny P. Eiffert
Respondent(s): Chance Hodges, Erin Stieler, Karen Wilson Thissen, Susan Johnk, Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H, Crowder
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: New Orleans, LA
| | $0 |
| 17-02221 | 12/18/2018 | Claimant(s): George Porter, George W. Porter, Jr., IRA, Porter Living Trust
Claimant Lawyers(s): Stephen D. Wadsworth
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Mark L. Williams, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Birmingham, AL
| | $221,663 |
| 17-00629 | 09/12/2018 | Claimant(s): Joe Zuech, Wendy Zuech
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair
Hearing Site: Dallas, TX
| | Expungement |
| 16-03384 | 06/20/2017 | Claimant(s): Brenda Anderson, John Anderson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Jerry McCutchen, Berthel, Fisher & Company Financial Serv, Next Financial Group.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Harvey R. Linder, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 13-03158 | 11/05/2015 | Claimant(s): Lawrence Rosenbloom, Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP, Rosenbloom Charitable Rem Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $0 |
| 12-00559 | 02/12/2013 | Claimant(s): Ema Russell, Hal Boyd, Juvenile Diabetes Research Foundation, The American Cancer Society., The American Foundation for Aids Resch., The Arthritis Foundation, South Central, The Estate of Charles A. Carr, R.L. Donald, Jr. Family Trust, Jr. Gen. Skip. Marital Trst
Claimant Lawyers(s): William A Wollard
Respondent(s): Wells Fargo Advisors, Danny Barlow, Robert Barlow, Executor of the Estate Neva Henderson Do, TTEE of Neva Henderson Donald Liv Trust
Respondent Lawyers(s): C. Jane Thacker, Jack D. Ballard
Arbitrator(s): Edward J. Lynch, Mary Elizabeth Skelnik, Clement Osimetha
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 11-03636 | 12/13/2012 | Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Securities Network LLC
Respondent Lawyers(s): Jonathan S. Self
Arbitrator(s): Edwin J. Tomko, David Max Sanderford, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,549,440 |
