18-03741 | 01/24/2020 | Claimant(s): Donna Kun Claimant Lawyers(s): Jonathan Kurta Respondent(s): Carty & Company. Respondent Lawyers(s): John J. Heflin Arbitrator(s): Bill Lamoreaux, Mary Elizabeth Skelnik, Joseph Neal Richardson Hearing Site: Dallas, TX
| | $0 |
19-00085 | 10/30/2019 | Claimant(s): Palm Beach Equity Financing Fund Claimant Lawyers(s): John W. Townshend Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Alison M. Gutierrez Arbitrator(s): Mary Elizabeth Skelnik, Sheldon Weinhaus, Joseph Neal Richardson Hearing Site: Little Rock, AR
| | $0 |
17-01230 | 03/20/2019 | Claimant(s): Richard Malouf, Stephanie Malouf, Gavin J. Malouf, Richard J. Malouf II, Sunny N. Malouf, Richard John Malouf IRA, Stephenie Leanne Malouf IRA, 2009 Strait Lane Family LP, RJM 2008 Irrevocable Trust, Richard John Malouf II Trust, Stephenie L. Malouf TTEE U/A Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David I. Monteiro Arbitrator(s): Mark L. Williams, Mary Elizabeth Skelnik, Zachary Charles Haston Hearing Site: Dallas, TX
| | Expungement |
17-00612 | 02/28/2019 | Claimant(s): Sandi Hamm Claimant Lawyers(s): Kerry L. Pedigo Respondent(s): Erick Kuebler, J.P. Morgan Securities Respondent Lawyers(s): Matthew Baum, Terry R. Weiss Arbitrator(s): Todd R. Gough, Dineo Coleman Gary, Mary Elizabeth Skelnik Hearing Site: Dallas, TX
| | $114,561 |
18-03242 | 02/26/2019 | Claimant(s): Penny Eiffert Claimant Lawyers(s): Penny P. Eiffert Respondent(s): Chance Hodges, Erin Stieler, Karen Wilson Thissen, Susan Johnk, Ameriprise Financial Services. Respondent Lawyers(s): Sydney H, Crowder Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: New Orleans, LA
| | $0 |
17-02221 | 12/18/2018 | Claimant(s): George Porter, George W. Porter, Jr., IRA, Porter Living Trust Claimant Lawyers(s): Stephen D. Wadsworth Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Mark L. Williams, Mary Elizabeth Skelnik, Joseph Neal Richardson Hearing Site: Birmingham, AL
| | $221,663 |
17-00629 | 09/12/2018 | Claimant(s): Joe Zuech, Wendy Zuech Claimant Lawyers(s): Scott L. Silver Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Gianluca Morello Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair Hearing Site: Dallas, TX
| | Expungement |
16-03384 | 06/20/2017 | Claimant(s): Brenda Anderson, John Anderson Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Jerry McCutchen, Berthel, Fisher & Company Financial Serv, Next Financial Group. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Harvey R. Linder, Mary Elizabeth Skelnik, Joseph Neal Richardson Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
13-03158 | 11/05/2015 | Claimant(s): Lawrence Rosenbloom, Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP, Rosenbloom Charitable Rem Trust Claimant Lawyers(s): Richard A. Lewins Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Mary Elizabeth Skelnik Hearing Site: Dallas, TX
| | $0 |
12-00559 | 02/12/2013 | Claimant(s): Ema Russell, Hal Boyd, Juvenile Diabetes Research Foundation, The American Cancer Society., The American Foundation for Aids Resch., The Arthritis Foundation, South Central, The Estate of Charles A. Carr, R.L. Donald, Jr. Family Trust, Jr. Gen. Skip. Marital Trst Claimant Lawyers(s): William A Wollard Respondent(s): Wells Fargo Advisors, Danny Barlow, Robert Barlow, Executor of the Estate Neva Henderson Do, TTEE of Neva Henderson Donald Liv Trust Respondent Lawyers(s): C. Jane Thacker, Jack D. Ballard Arbitrator(s): Edward J. Lynch, Mary Elizabeth Skelnik, Clement Osimetha Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |