| 08-04024 | 11/19/2009 | Claimant(s): R.A. Hamerly A.I.A Architect.
Claimant Lawyers(s): Randall A. Hamerly
Respondent(s): Sherman Niamehr, New Castle Financial Services LLC
Respondent Lawyers(s): Brett D. Zinner, Sherman Jason Niamehr
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
|  | $0 |
| 08-04519 | 11/13/2009 | Claimant(s): Nick C. Dailey and Rose Marie Dailey
Claimant Lawyers(s): Rene J. Kern
Respondent(s): David Miller, Mutual Securities.
Respondent Lawyers(s): David R. Miller, Jason T. Dennett
Arbitrator(s): Robert D. Sussin, Grace L. Heyne, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01875 | 11/02/2009 | Claimant(s): Patricia A. Meyer Survivors Trust, Robert H. Meyer Family Trust
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Joseph C. Watson, Harris J. Howard, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 09-00545 | 10/30/2009 | Claimant(s): World Trade Financial Corporation
Claimant Lawyers(s): W. Scott Lawler
Respondent(s): Galina Vaytner, BZCOM Marketing
Respondent Lawyers(s): Corporate Officer, Galina Vaytner
Arbitrator(s): Donald S. Simons, Barbara Faye Vosen, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00949 | 10/28/2009 | Claimant(s): Angela Chan
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Douglas Frederick, Stephanie Chooi
Respondent Lawyers(s): Douglas Glen Frederick, Stephanie Pey Chooi
Arbitrator(s): Joyce L. Hurley, James Belk, James H. De Meules
Hearing Site: Los Angeles, CA
| | $18,678 |
| 09-02600 | 10/20/2009 | Claimant(s): Norma Parker
Claimant Lawyers(s): Norma Parker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Steven J. Feldman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00602 | 10/13/2009 | Claimant(s): Alvin Reiter Living Trust by Alvin Reite, Alvin Reiter MD Inc. DBT by Alvin Reiter
Claimant Lawyers(s): William F. Davis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Martin Mandel, Audrey H. Ruben, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-02552 | 09/30/2009 | Claimant(s): Bruce M. Eliot and Denise O. Eliot
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Philip W. Burge, Richard J. Stall, Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | $96,300 |
| 09-00209 | 09/30/2009 | Claimant(s): Elliott Sklar and Naomi Sklar, Elliott Sklar and Naomi Sklar Trust
Claimant Lawyers(s): Elliott Sklar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03215 | 09/25/2009 | Claimant(s): The Nasatir Children's Trust
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Richard M. Leigh, Ronald L. Cameron, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | $125,729 |
