| 14-02604 | 01/22/2016 | Claimant(s): Daniel Fleming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Anthony Lodati, President
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Melissa B. VanDam
Hearing Site: Detroit, MI
|  | $241,940 |
| 11-01146 | 02/07/2013 | Claimant(s): Angela Fini-Ross
Claimant Lawyers(s): Patrick A. Guentner
Respondent(s): Allen Green, A.Green Financial Group., Cullum & Burks Securities., Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak, Mark L. Kowalsky, Steven L. Burks, President
Arbitrator(s): Thomas Anthony Van Tiem, Ann W. Hartmann, Sandra J. Budnick
Hearing Site: Detroit, MI
| | $400,375 |
| 10-01756 | 08/16/2012 | Claimant(s): Frank Carroll
Claimant Lawyers(s): John R. Strawn
Respondent(s): Muhammad Khan, Bluechip Securities.
Respondent Lawyers(s): Muhammad A. Khan, President
Arbitrator(s): R. Lee Britton Jr., Carol Frances Relihan, Camille Morris Tankersley
Hearing Site: Houston, TX
| | $446,130 |
| 10-01715 | 06/20/2011 | Claimant(s): Janice Ebeling, Leslie Ebeling, Leslie J. Ebeling,Custodian of his IRA
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): Ralph Schneider, Okoboji Financial Services.
Respondent Lawyers(s): Ralph R. Schneider, President, Ralph S. Schneider
Arbitrator(s): Christine C. DeMoss, Lee T. Beske, Frederick Ramos
Hearing Site: Minneapolis, MN
| | $223,870 |
| 10-03756 | 06/03/2011 | Claimant(s): Adam Tymrakiewicz, Rosemarie Tymrakiewicz
Claimant Lawyers(s): Stephen R. Baylerian
Respondent(s): Jason Mutascio, Brewer Financial Services
Respondent Lawyers(s): Adam Erickson, President, Jason Michael Mutascio
Arbitrator(s): Martin I. Reisig
Hearing Site: Detroit, MI
| | $64,225 |
| 09-01494 | 06/29/2010 | Claimant(s): Kenneth Iwanicki, Penelope Iwanicki
Claimant Lawyers(s): Michael J. Calvey
Respondent(s): Richard Lewin, Robert Lewin, Basic Investors Inc., Penson Financial Services.
Respondent Lawyers(s): Jonathan D. Neerman, Mark S. Gregory, Thomas Laundrie, President
Arbitrator(s): Robert W. Edler, Theodore M. Utchen, Craig D. Cook
Hearing Site: Chicago, IL
| | $0 |
| 08-02620 | 02/01/2010 | Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Keith Pagan, Dakota Securities International.
Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf
Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis
Hearing Site: Charlotte, NC
| | Expungement |
| 09-01281 | 12/18/2009 | Claimant(s): Marian Zagier
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): John Forrester, Wasserman & Associates.
Respondent Lawyers(s): John Gerard Forrester, Scott B. Wasserman, Sr., President
Arbitrator(s): Janet Stern Solomon, Donald R. Giacomelli, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $116,615 |
| 08-01475 | 09/25/2009 | Claimant(s): Carol Friedman
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jordan Zaro, Riverside Securities., Terra Nova Financial
Respondent Lawyers(s): David F. Benson, Jordan P. Zaro, President
Arbitrator(s): Frederic M. Rizzo, Susanne J. Hollander, Robert P. Keno
Hearing Site: Chicago, IL
| | $251,361 |
| 07-01409 | 05/15/2008 | Claimant(s): Eric Colman, Joan Colman
Claimant Lawyers(s): Joan Colman
Respondent(s): Andrew Costa, John Thomas, Costa Financial Securities.
Respondent Lawyers(s): Andrew J. Costa, President, John Thomas
Arbitrator(s): Barth Satuloff, Robert H. Loevin, Michael S. Kozlow
Hearing Site: Boca Raton, FL
| | $0 |
