Potomac Analytics' Logo

FINRA Awards for President

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0371305/17/2017Claimant(s): CEA Atlantic Advisors
Claimant Lawyers(s): Guy Burns
Respondent(s): Broadband Fiber
Respondent Lawyers(s): Chris Balun, President
Arbitrator(s): Roger C. Benson
Hearing Site: Tampa, FL
11-0391512/07/2012Claimant(s): Richard Paul
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Allegiant Securities L.L.C.
Respondent Lawyers(s): Dennis Flanagan Jr., President
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
11-0319605/07/2012Claimant(s): Francis Guasta
Claimant Lawyers(s): Jack (Francis V) Guasta
Respondent(s): Kentucky Financial Group., Private Client Services
Respondent Lawyers(s): John E. Hill, President
Arbitrator(s): John F Fennig
Hearing Site: Chicago, IL

3 Results

Display: