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FINRA Awards for Private Client Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0319605/07/2012Claimant(s): Francis Guasta
Claimant Lawyers(s): Jack (Francis V) Guasta
Respondent(s): Kentucky Financial Group., Private Client Services
Respondent Lawyers(s): John E. Hill, President
Arbitrator(s): John F Fennig
Hearing Site: Chicago, IL

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