| 12-02362 | 06/13/2013 | Claimant(s): Gregory Kiernan
Claimant Lawyers(s): Gregory Kiernan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina P. Martorana
Arbitrator(s): David L. Binhak, Keely D. Parr, Robert Bartels
Hearing Site: New York, NY
|  | $67,254 |
| 11-04486 | 05/15/2013 | Claimant(s): Marla Behrman
Claimant Lawyers(s): Eric J. Brenner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Brian J. Ellis, Jay W. Freiberg
Arbitrator(s): Keely D. Parr, Thomas E. Mehrtens, Morton L. Gitter
Hearing Site: New York, NY
| | Declaratory judgment about designated beneficiaries. |
| 11-01701 | 08/15/2012 | Claimant(s): Albert Lazarus
Claimant Lawyers(s): Arthur P Fisch
Respondent(s): Eric Diton, UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Kinchen C. Bizzell, Keely D. Parr, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
| 09-03980 | 07/12/2011 | Claimant(s): Alan Kovner, Alan Kovner Scholars Choice FBO J Kovner, Alan M. Kovner ACF Joshua A. Kovner U/NY, Alan Kover CGM IRA Custodian, Joshua A. Kovner TTEE FBO Alan Kovner
Claimant Lawyers(s): Vincent W. Ansanelli
Respondent(s): Citigroup Global Markets., Smith Barney.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Barry Feiden, Jerome H. Levy, Keely D. Parr
Hearing Site: New York, NY
| | Expungement |
| 10-05519 | 06/02/2011 | Claimant(s): Randolph Haaran
Claimant Lawyers(s): Randolph Haaran
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph K. Donovan
Arbitrator(s): Keely D. Parr
Hearing Site: Albany, NY
| | $0 |
| 09-04602 | 01/21/2011 | Claimant(s): Konstantinac C. Panagios, Paul J. Panagios, Konstantina C. Panagios and Pauline Chil, Pauline Chilakis and Konstantina C. Pana
Claimant Lawyers(s): Paul J. Panagios
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michele R. Fron
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 10-01910 | 11/04/2010 | Claimant(s): J. Kenneth Wilkens IRA
Claimant Lawyers(s): J. Kenneth Wilkens
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 08-02886 | 04/23/2010 | Claimant(s): Richard Solano
Claimant Lawyers(s): Kenneth Gunshor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Eugene M. Kaufman, Leonard M. Bakal, Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 08-04451 | 10/14/2009 | Claimant(s): Phyllis Andriani, PhylissAndriani TTEE Non-Marital Trusts, TTEE of the Martial Tr
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): Wachovia Securities, Morgan Stanley & Co.
Respondent Lawyers(s): Alan S. Rafterman, Susan Poder MacFarlane
Arbitrator(s): James M. Baumann, Keely D. Parr, George E. Berkeley
Hearing Site: New York, NY
| | $0 |
