| 14-02688 | 10/25/2016 | Claimant(s): Ana Galva Rodriguez, Josefa Rodriguez, Paula Rodriguez Rodriguez
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones-Rivera, W. Preston Martin
Arbitrator(s): Daniel J. Pagnano
Hearing Site: San Juan, PR
|  | Expungement |
| 14-02881 | 07/12/2016 | Claimant(s): Ana Mediavilla De Menendez, Antonio Calzada Medero, Luz Rivera Batista, Sandra Gomez
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Diego Murgia Diaz
Arbitrator(s): Mark C. Perry, William Barker Brown, Earle J. Schwarz
Hearing Site: San Juan, PR
| | Expungement |
| 14-03234 | 06/17/2016 | Claimant(s): Ivette Gonzalez, Reinaldo Gonzalez
Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames
Respondent(s): Santander Securities
Respondent Lawyers(s): Jason R. Aguilo Suro
Arbitrator(s): Lynne M. Gomez, Susan G. Pinkston, Brandon Scott Peters
Hearing Site: San Juan, PR
| | Expungement |
| 14-00176 | 04/19/2016 | Claimant(s): Luis Siaca, New Century Development.
Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Marie G. Peterson, Harry G. Mason, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 14-00151 | 12/15/2015 | Claimant(s): Eva C. Sarraga-Venegas, Ben. of Est. of, Jose F. Sarraga-Venegas, Exec/Ben.,Est., Laura I. Sarraga-Venegas, Ben. of Est. o
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Steven P. Gregory, Carolyn E. Moore, Alan M. Holzberg
Hearing Site: San Juan, PR
| | Expungement |
| 14-00886 | 10/09/2015 | Claimant(s): Carmen Buono Colon
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Popular Securities, Santander Securities LLC
Respondent Lawyers(s): Nathan W. Lamb, Sara L. Velez-Santiago
Arbitrator(s): James W. Geiger, William H. Fleece, Robert Jerry Strader
Hearing Site: San Juan, PR
| | Expungement |
| 14-00780 | 08/28/2015 | Claimant(s): Pablo Aponte Diaz
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): OFS Securities., Oriental Financial Services Corp., Santander Securities LLC
Respondent Lawyers(s): Paul A. Rodriguez-Velez
Arbitrator(s): James W. Geiger
Hearing Site: San Juan, PR
| | Expungement |
| 14-00214 | 07/16/2015 | Claimant(s): Guillermo Betancourt, Rolando Lopez Betancourt
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Heidi L. Rodriguez Benitez
Arbitrator(s): Andrea U. Calve, Maria Aguilar Icaza, Hilton Wiener
Hearing Site: San Juan, PR
| | Expungement |
| 13-02811 | 06/19/2015 | Claimant(s): Richard Colley
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Richard W. Cutler, Howard J. Stiefel, Linda G. March
Hearing Site: New York, NY
| | Expungement |
| 13-01572 | 04/23/2015 | Claimant(s): F. Gardner, Jeffrey Lane, Shapiro Family Trust, Sunita Kumar Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Vincent J. Natoli, Robert E. Jenks, Joseph L. Hagan
Hearing Site: Los Angeles, CA
| | Expungement |
