| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
|  | Expungement |
| 22-00839 | 08/31/2022 | Claimant(s): Stewart Graddick
Claimant Lawyers(s): Stewart T. Graddick
Respondent(s): Prudential Investment Mgmt Services LLC
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
| | $0 |
| 21-01101 | 08/31/2022 | Claimant(s): Harvey Segal
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden
Respondent Lawyers(s): Charles M. O'Rourke, Jamie Worden
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
| | $22,000 |
| 19-01334 | 07/22/2022 | Claimant(s): Christopher Pechock
Claimant Lawyers(s): Christopher Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Catherine Stewart, Graham Daw, Sylvia Kaminsky
Hearing Site: Jersey City, NJ
| | $0 |
| 17-02703 | 04/08/2022 | Claimant(s): Richard Zane, Zane Family Trust U/A DTD 10/24/1997
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Anthony Duckworth, Glen Haddock
Respondent Lawyers(s): Gerard J. Kowalski
Arbitrator(s): Kip C Lubcke, Kenneth J. Horowitz, Stephen L. Lister
Hearing Site: Jersey City, NJ
| | Expungement |
| 21-02570 | 03/09/2022 | Claimant(s): Daniel Rosen
Claimant Lawyers(s): Daniel Rosen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Jack Friedman
Hearing Site: Jersey City, NJ
| | $300 |
| 21-02245 | 02/15/2022 | Claimant(s): Aftab Sandhu
Claimant Lawyers(s): Aftab Sandhu
Respondent(s): Robinhood Financial
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Edward W. Morris
Hearing Site: Jersey City, NJ
| | $2,500 |
| 20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): LPL Financial LLC, Ronald Paull
Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson
Arbitrator(s): Peter L. Michaelson
Hearing Site: Jersey City, NJ
| | Expungement |
| 21-00393 | 01/07/2022 | Claimant(s): John Mustillo
Claimant Lawyers(s): Michael Hill
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-03835 | 12/02/2021 | Claimant(s): Nathan Ritzer
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Sylvia Kaminsky, Bryan David Glass, Jay Alan Kranis
Hearing Site: Jersey City, NJ
| | Expungement |
