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FINRA Awards for Lita S Menkin

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Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0301011/10/2015Claimant(s): David Crick
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings
Arbitrator(s): Lita S Menkin, Arthur L. Tepper, Leigh Ann Roberts
Hearing Site: Nashville, TN
Checkmark Icon$2,417,500
14-0126105/26/2015Claimant(s): Damon O'Rear, Judy O'Rear, Richard O'Rear, Robert O'Rear, O'Rear Grantor Retained Trust
Claimant Lawyers(s): Edwin J. Schklar, Maggie M. Heim
Respondent(s): Christopher Scarborough, Citigroup Global Markets., Herschell Scarborough, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed, David G. Russell
Arbitrator(s): Lita S Menkin, Ronelle W. Genser, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
Checkmark Icon$0
14-0090403/11/2015Claimant(s): Antoinette Wilkerson, Bruce Wilkerson, Wilkerson Family Education Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Resource Horizons Group LLC
Respondent Lawyers(s): Kelly S. Miller
Arbitrator(s): Fred M. Ridolphi, Lita S Menkin, A.J. Seier
Hearing Site: Nashville, TN
Checkmark Icon$2,623,000
13-0097510/21/2014Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
Checkmark Icon$844,340
13-0190109/19/2014Claimant(s): Delutha King, Kristie Taylor, Lois King, Ronald Loving, Estate of Cecil C. Keck, Estate of Mabel W. Keck
Claimant Lawyers(s): John S. Chapman, Robert C. Port
Respondent(s): David Miller, Kelly Miller, Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Lita S Menkin, Frances L. Wolff, Brandt Leonard Ross
Hearing Site: Atlanta, GA
Checkmark Icon$3,897,760
12-0080407/22/2013Claimant(s): Floyd Sizemore
Claimant Lawyers(s): Preston F. Nichols
Respondent(s): Synovus Securities.
Respondent Lawyers(s): William Jay Long
Arbitrator(s): Lita S Menkin, Suzette Merriam Foster, Arthur Lee Martin
Hearing Site: Birmingham, AL
Checkmark Icon$0
12-0412005/21/2013Claimant(s): Judith Manulkin, Richard Manulkin
Claimant Lawyers(s): Alan R. Perry
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
Checkmark Icon$64,679
11-0021809/08/2011Claimant(s): Thomas Hunter
Claimant Lawyers(s): Thomas M. Hunter
Respondent(s): Kel Stovall, Roger Wilkinson
Respondent Lawyers(s): Deirdre C. Wolff, Roger Wilkinson
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
Checkmark Icon$0
09-0296504/05/2011Claimant(s): Florence E. Jordan Trust
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Gregory Alford, Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lita S Menkin
Hearing Site: Birmingham, AL
Checkmark Icon$0
08-0092506/22/2009Claimant(s): United Prison Ministries
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lita S Menkin, Stephen Edward Cundiff, Constance K. Barron
Hearing Site: Birmingham, AL
Checkmark Icon$220,000

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