18-01379 | 05/29/2019 | Claimant(s): Alma Miller, Rondel Miller Claimant Lawyers(s): Vonne L. Karraker Respondent(s): Ray Reese, Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Robert J. Scafuri, Julius Z. Frager, Lynn Hirschfeld Brahin Hearing Site: St. Louis, MO
| | Expungement |
18-01056 | 09/24/2018 | Claimant(s): Debra Mandrell Claimant Lawyers(s): Debra A. Mandrell Respondent(s): Edward Jones, Luke Connell Respondent Lawyers(s): Darren Goodman Arbitrator(s): Michael L. Lyons Hearing Site: St. Louis, MO
| | $0 |
17-01184 | 05/25/2018 | Claimant(s): Agnes Harris, Donald Harris, Trustees of their Retirement Accounts, Trustees of Their Family Trust Claimant Lawyers(s): Stuart R. Berkowitz Respondent(s): LPL Financial LLC, Robert Mitchell Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Michael L. Lyons, Tracy L. Allen, Brian Clinton Underwood Hearing Site: St. Louis, MO
| | Expungement |
16-01819 | 09/22/2017 | Claimant(s): Elizabeth Benitone, Troy Benitone Claimant Lawyers(s): Richard B. Fosher Respondent(s): J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): Janet P. Jakubowicz Arbitrator(s): Janet M. Thompson, David F. Barrett, Kim L. Kirn Hearing Site: St. Louis, MO
| | $568,699 |
16-01294 | 07/11/2017 | Claimant(s): Jane Snyder Claimant Lawyers(s): Jane C. Snyder Respondent(s): John Horseman Respondent Lawyers(s): Jason A. Kempf Arbitrator(s): Michael L. Lyons, Anthony J. Soukenik, Frederick Michael Switzer Hearing Site: St. Louis, MO
| | $0 |
14-03506 | 06/27/2017 | Claimant(s): Barbara Dean Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley Respondent Lawyers(s): Gregory B. Simon Arbitrator(s): Leah A. Murray, Michael L. Lyons, A.J. Seier Hearing Site: St. Louis, MO
| | $0 |
16-00025 | 05/03/2017 | Claimant(s): The Dennis Keyser Revocable Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): H. Beck. Respondent Lawyers(s): Scott N. Sherman Arbitrator(s): Thomas J. Ray, Kim L. Kirn, Marjorie Lynn Gold Hearing Site: St. Louis, MO
| | Expungement |
15-01228 | 01/20/2017 | Claimant(s): Kenneth Rowan Claimant Lawyers(s): Jennifer Tarr Respondent(s): Bruce Guarino, Chris Wiseman, George Hasapes, Glen Stifelman, Rockwell Global Capital LLC Respondent Lawyers(s): Aegis J. Frumento, Chris Michael Wiseman, George Peter Hasapes, Robert M. Bursky Arbitrator(s): Michael L. Lyons, Kim L. Kirn, Sheldon Weinhaus Hearing Site: St. Louis, MO
| | $0 |
14-00017 | 12/22/2016 | Claimant(s): Robert McCrary, Robert L. McCrary, IRA Claimant Lawyers(s): Martin M. Green Respondent(s): Stifel, Nicolaus & Co.., Neil Harrison, Roger Compton Respondent Lawyers(s): James C. Browning, Jr., Neil R. Harrison Arbitrator(s): Robert J. Gryzmala, Joseph R. Soraghan, Albert J. Haller Hearing Site: St. Louis, MO
| | $25,884 |
16-02115 | 12/12/2016 | Claimant(s): Claude Scott Claimant Lawyers(s): Claude A. Scott Respondent(s): Edward Jones Respondent Lawyers(s): Robert J. Osdieck Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO
| | $535 |