22-02381 | 03/12/2024 | Claimant(s): Anthony Colucci, Maryann Colucci, Estate of Richard A. Colucci Claimant Lawyers(s): David J. Freniere Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Ivan W. Harper, Linda J. Baer, Amy Jill Baranoff Hearing Site: New York, NY
| | Expungement |
20-03548 | 12/27/2022 | Claimant(s): Jack C. Louis Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): BB&T Securities Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Veera V. Konka, Leona Beane, Amy Jill Baranoff Hearing Site: New York, NY
| | Expungement |
19-02299 | 03/25/2021 | Claimant(s): Interactive Brokers LLC Claimant Lawyers(s): Daniel A Spector Respondent(s): Auguste Capital Partners Respondent Lawyers(s): Leon Baer Borstein Arbitrator(s): Alejandro Miguel Garro, Gerald H. Grayson, Amy Jill Baranoff Hearing Site: New York, NY
| | $0 |
19-03441 | 12/18/2020 | Claimant(s): John Miller Claimant Lawyers(s): Andrew J. Rodgers Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Leona Beane, Amy Jill Baranoff, Patricia Kathleen Costello Hearing Site: New York, NY
| | $0 |
18-02743 | 12/20/2019 | Claimant(s): Rochelle Taragano Claimant Lawyers(s): John E. Lawlor Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Justin M. Garbaccio Arbitrator(s): Linda Ashley, Clarence Smith, Amy Jill Baranoff Hearing Site: New York, NY
| | $0 |
12-03588 | 08/05/2014 | Claimant(s): Allyson Silverman, Glenn Edelman Claimant Lawyers(s): August Iorio Respondent(s): UBS Financial Services Inc., Morgan Stanley Respondent Lawyers(s): A.J. Borelli, Christine A. Kendrick Arbitrator(s): Madelon M. Rosenfeld, Mary Lou McGanney, Amy Jill Baranoff Hearing Site: New York, NY
| | Expungement |