19-03250 | 03/26/2021 | Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC Respondent Lawyers(s): David Luger, Kevin H. Lewis Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg Hearing Site: Seattle, WA
| | $4,646,560 |
20-01474 | 03/24/2021 | Claimant(s): Cynthia Gruchalski Claimant Lawyers(s): Timothy J. Andringa Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI
| | $35,225 |
19-01172 | 03/04/2021 | Claimant(s): Shirley Cummings Claimant Lawyers(s): Eric Liebman Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Michael F. Jordan, Steven Meyrich, Barry A. Fisher Hearing Site: Denver, CO
| | $0 |
20-01985 | 02/16/2021 | Claimant(s): Harry Appleby Claimant Lawyers(s): Harry E. Appleby Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Joseph M. Rebein, Sherry L. Robinson, Karen Roberts Washington Hearing Site: Kansas City, MO
| | $0 |
20-01582 | 02/05/2021 | Claimant(s): Robert Mangine Claimant Lawyers(s): Richard S. Wayne Respondent(s): Charles Schwab & Co.., James Albert Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Robert J. Scafuri Hearing Site: Cincinnati, OH
| | Expungement |
19-01474 | 10/18/2019 | Claimant(s): Al Zvinakis as FPOA for Regina Zvinakis Claimant Lawyers(s): Al Zvinakis Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL
| | $0 |
18-02195 | 06/14/2019 | Claimant(s): David Strickland Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Lewis Vastine Stabler, Samuel Appel, Debra Black Leo Hearing Site: Birmingham, AL
| | $153,068 |
17-03482 | 04/20/2018 | Claimant(s): Robert Ferreira Claimant Lawyers(s): Robert E. Ferreira Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA
| | $925 |
17-00930 | 10/19/2017 | Claimant(s): Ginji Wang Claimant Lawyers(s): Grant M. Lally Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Francis Carling Hearing Site: New York, NY
| | $0 |
15-03389 | 10/07/2016 | Claimant(s): Stephens Associates Trust Claimant Lawyers(s): Richard Ohendalski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
| | $0 |