| 14-02409 | 08/30/2016 | Claimant(s): Victor Piro
Claimant Lawyers(s): Victor C. Piro
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s):
Hearing Site: Baltimore, MD
|  | $0 |
| 15-03235 | 05/06/2016 | Claimant(s): Eleanor Stintzcum
Claimant Lawyers(s): Eleanor L Stintzcum
Respondent(s): Ameriprise Financial Services., Louis Delaney III
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
| | Expungement |
| 15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): James A. Hayes, Christopher M. McMurray
Hearing Site: Baltimore, MD
| | Expungement |
| 14-02323 | 12/15/2015 | Claimant(s): Janice Toran, Robert Bogomolny
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith Esq.
Arbitrator(s): Mary E. Woytek, Vicky L. Orem, Basheera-Alia James
Hearing Site: Baltimore, MD
| | $0 |
| 15-01205 | 11/09/2015 | Claimant(s): Paul and Beatrice Hessong
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Donald Wojnowski, Emil Botvinnik, Kevin Lee, Michael Egan, Richard Onesto, Robert Hodgins, Ronald Hing, Newport Coast Securities.
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
| | $300 |
| 12-02057 | 10/30/2015 | Claimant(s): First United Bank & Trust, First United Corp.
Claimant Lawyers(s): Jodyann Galvin
Respondent(s): Franklin Kennedy, Hugh Boone, FTN Financial Securities Corp.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Christopher M. McMurray, J. Snowden Stanley, George Allen Whitehouse
Hearing Site: Baltimore, MD
| | $11,571,500 |
| 14-01597 | 10/19/2015 | Claimant(s): Sharon Krieger
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Michael Fein, Commonwealth Financial Network
Respondent Lawyers(s): James A. Johnson
Arbitrator(s): James A. Hayes
Hearing Site: Baltimore, MD
| | Expungement |
| 15-00525 | 09/16/2015 | Claimant(s): Sharespost Financial Corporation
Claimant Lawyers(s): William Yeung
Respondent(s): Neil Davis
Respondent Lawyers(s): Neil Davis
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Baltimore, MD
| | $0 |
| 13-00209 | 08/21/2015 | Claimant(s): Michael Kohlenstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Oderman, Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema, Robert J. Harvey
Arbitrator(s): Gordon M. Wase, John Leslie Coker, Naomi Ime Blake
Hearing Site: Baltimore, MD
| | $70,359 |
| 14-03670 | 08/21/2015 | Claimant(s): Kevin Ciambruschini
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Maurice R. Dunie
Hearing Site: Baltimore, MD
| | $300 |
