| 21-00485 | 03/07/2023 | Claimant(s): Mryna Greene
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Devin Marino, Morgan Stanley, Robert Stolar
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Elizabeth Gilbert, Mary P. Bass, Bryan Lane Berson
Hearing Site: New York, NY
|  | Expungement |
| 20-03090 | 04/18/2022 | Claimant(s): Edmund Ippolito
Claimant Lawyers(s): Edmund Ippolito
Respondent(s): Edward Jones
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mary P. Bass, Joseph H. Einstein, Michael David Blechman
Hearing Site: New York, NY
| | Expungement |
| 19-02953 | 02/26/2021 | Claimant(s): Madeleine Porcelli
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Mary P. Bass, Robert E. Riccobono, Lawrence Williams
Hearing Site: New York, NY
| | $0 |
| 16-01995 | 09/12/2017 | Claimant(s): Francois Perron
Claimant Lawyers(s): Francois Perron
Respondent(s): William Nelson
Respondent Lawyers(s): William David Nelson
Arbitrator(s): Steven A. Infante, William A. Rome, Mary P. Bass
Hearing Site: New York, NY
| | $5,000 |
| 15-02356 | 09/27/2016 | Claimant(s): Lance Lipkus
Claimant Lawyers(s): Joshua Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Mitchell Regenbogen
Hearing Site: New York, NY
| | $0 |
| 11-04356 | 06/05/2013 | Claimant(s): Neil Novikoff
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Joseph Centra, Richard Ganz, Allocation Resource Group, H. Beck.
Respondent Lawyers(s): Elizabeth A. Schmid
Arbitrator(s): Ira S. Cure, Mary P. Bass, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
| 09-01327 | 04/20/2011 | Claimant(s): Jon Albright, Palmer S. and Kathy M. Albertine, Peter and Kendall S. Tashie, Sam Davis and Suzan Davis
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Monica I. Salis, Mary P. Bass, Teresa A. Dunn
Hearing Site: Memphis, TN
| | $881,593 |
