| 16-03458 | 12/21/2017 | Claimant(s): Joyce Paley, Sheldon Paley
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Alison Gardner, Morgan Stanley
Respondent Lawyers(s): Katherine C. Donlon, Kimberly J. Gustafson
Arbitrator(s): Edith N. Dinneen, Maurice M. Feller, Christopher William Crowley
Hearing Site: Tampa, FL
|  | Expungement |
| 16-02786 | 10/11/2017 | Claimant(s): Christie Meloan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | Expungement |
| 16-00931 | 08/08/2017 | Claimant(s): Gregg A. Kiken Trust U/A DTD 11/21/2001, Linda G. Kiken Trust U/A DTD 11/21/2001
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors, Russell Blum
Respondent Lawyers(s): Patricia E. Cowart, Russell Blum
Arbitrator(s): Steven Gerard Goerke, Sidney J. Wartel, Toby Bartosh
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-03077 | 08/12/2016 | Claimant(s): Debra Quinn, P. Quinn, P. Daniel Quinn and Debra R. Quinn
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Gary M. Landau, Daniel P. Lund, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02234 | 06/10/2016 | Claimant(s): Bernard Feldman L.L.L.P./L.L.P., Barry Rein Living Trust DTD 10/25/2005, Debra Rein Living Trust dtd 10/25/2005
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Randy R. Freedman, Howard L. Conklin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02904 | 06/01/2016 | Claimant(s): James Parker and Maria Parker JTWROS
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Marc Whitehead, Paul Celentano, Harbor Financial Services
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Ruth C. Adrian, Audrey Belitz Rauchway, John B. Roe
Hearing Site: Tampa, FL
| | Expungement |
| 14-00091 | 02/09/2016 | Claimant(s): Rodney Shuck, April C. Shuck JTWROS w/Rodney Shuck
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert Charkovsky, William P. Loughnane, Marcus G. Lashley
Hearing Site: Norfolk, VA
| | Expungement |
| 14-01349 | 12/17/2015 | Claimant(s): Patricia Bendit
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Frederick P. Hartman, Charles Hoffman, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-01826 | 10/23/2015 | Claimant(s): Allan Levine
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Biagio A. Civale, Paul S. Biederman, Joseph I. Liebman
Hearing Site: New York, NY
| | Expungement |
| 14-01003 | 10/13/2015 | Claimant(s): John Mitsinikos, CKJ Investment Co. Limited Partnership
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): National Securities Corporation, VFinance Investments.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Barth Satuloff, Don R. Harris, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | Expungement |
