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FINRA Awards for Thomas P. Briody

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0225612/18/2015Claimant(s): Estate of Frances Lagano
Claimant Lawyers(s): Frank Lagano
Respondent(s): Ardell Roan, George Manuelian, John Serocke, Joseph Calcagno, Morgan Stanley
Respondent Lawyers(s): Joseph Vincent Calcagno, Thomas P. Briody
Arbitrator(s): Michelle Jacobowitz Gallagher, Joanne Basso Mack, Gladys Mond
Hearing Site: New York, NY
Checkmark IconExpungement
10-0330108/11/2014Claimant(s): Endre Balazs, Janet Delinger
Claimant Lawyers(s): Henry Pass, Richard G. Tuttle
Respondent(s): Andrew Levas, Bennett Firestein, Bill Grous, Morgan Stanley & Co.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Daniel J. McCarthy, Julian F. Santos, Joseph Christopher Rosa
Hearing Site: Newark, NJ
Checkmark IconExpungement
11-0332703/21/2013Claimant(s): Peter Hasho
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Kip C. Lubcke, Mitchell S. Friedman, Robert G. O'Brien
Hearing Site: New York, NY
Checkmark IconExpungement
11-0306611/30/2012Claimant(s): Arlene Hazelrigg
Claimant Lawyers(s): Edward S. Gelfand
Respondent(s): Morgan Stanley & Co., Steven Vitale
Respondent Lawyers(s): Jonathan D. Robbins, Thomas P. Briody
Arbitrator(s): Roberta Haft, Benjamin F. Breslauer, David W. Dresnick
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0563810/05/2010Claimant(s): Peter Baltis
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): George Danes, Morgan Stanley
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Orestes J. Mihaly, Jennifer L. Bliss, John J. Henry
Hearing Site: Albany, NY
Checkmark Icon$0
07-0304709/23/2008Claimant(s): Lisa Cavaliere
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Aaron Friedman, Robert A. Vaccaro, William E. Nuckel
Hearing Site: New York, NY
Checkmark Icon$0
07-0114803/17/2008Claimant(s): Mary Schilling
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Jerome J. Brault, John W. Jerak, Steven H. Vogel
Hearing Site: Chicago, IL
Checkmark Icon$0

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