Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00067 | 10/13/2023 | Claimant(s): Paul Schaefer Claimant Lawyers(s): Paul N. Schaefer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL |  | $0 |
| 21-01800 | 08/24/2023 | Claimant(s): Rudolph Baker Claimant Lawyers(s): Rudolph Baker Respondent(s): E*Trade Securities LLC, TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher, John Bersin Arbitrator(s): Joseph C. Watson, W. Alex King, Richard Andrew Roupoli Hearing Site: Los Angeles, CA | | $0 |
| 23-00102 | 07/05/2023 | Claimant(s): Edward Sheinwald Claimant Lawyers(s): Edward Sheinwald Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | | $300 |
| 22-02707 | 06/16/2023 | Claimant(s): Diane Civetta Claimant Lawyers(s): Diane Civetta Respondent(s): Anthony Hollenbeck, E*Trade Securities LLC, Michael Evans Respondent Lawyers(s): John Bersin Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | | $300 |
| 22-02129 | 05/08/2023 | Claimant(s): Ellen and Ken Strang Claimant Lawyers(s): Ken Strang Respondent(s): Brent Bassler, E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Susan S. Bentley Hearing Site: Tampa, FL | | $300 |
| 22-02681 | 03/22/2023 | Claimant(s): Adrienne LaViolette Claimant Lawyers(s): Adrienne LaViolette Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Robert C. Rice Hearing Site: Houston, TX | | $0 |
| 22-00243 | 02/17/2023 | Claimant(s): Michele Vitarelli Claimant Lawyers(s): Andrei Armas Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | | $29,756 |
| 22-02012 | 01/26/2023 | Claimant(s): Andrea Rose Simpson Claimant Lawyers(s): Andrew C. Simpson Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | | $0 |
| 22-02013 | 01/05/2023 | Claimant(s): Thomas Bakker Claimant Lawyers(s): Thomas Bakker Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Ronald Chun Hearing Site: San Francisco, CA | | $0 |
| 21-00942 | 12/02/2022 | Claimant(s): Steven Daily Claimant Lawyers(s): Steven R. Daily Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | | $0 |