| 20-04080 | 12/04/2023 | Claimant(s): Alexander Kuznetsov
Claimant Lawyers(s): Alexander Kuznetsov
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Shelley Teitelbaum, Donald N. Cohen, Eugene G. P. Byrne
Hearing Site: New York, NY
|  | Dismissed by Rule 12212 and 12511 |
| 19-02385 | 10/07/2022 | Claimant(s): Jonathan Peters
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Chad Allen, Oppenheimer & Co.., Matthew Platnico, Petar Arizanov
Respondent Lawyers(s): Brian J. Neville, John T. McGuire, Joseph E. Gasperetti
Arbitrator(s): Thomas E. Duggan, Eugene G. P. Byrne, Tip Henderson
Hearing Site: New York, NY
| | Expungement |
| 20-03921 | 03/25/2022 | Claimant(s): Nicholas Packer, Hove Investments Holding Limited
Claimant Lawyers(s): Brendan J. O'Rourke
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Eugene G. P. Byrne, Nicholas M. Herubin, Samuel Philip Gunther
Hearing Site: New York, NY
| | Expungement |
| 19-02415 | 02/04/2021 | Claimant(s): Mary Anne Cunney
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Amy Curley, Morgan Stanley, Raymond George
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Elizabeth Gilbert, Eugene G. P. Byrne, Sofia Balile
Hearing Site: New York, NY
| | $309,038 |
| 16-01326 | 06/02/2017 | Claimant(s): Inger Telian
Claimant Lawyers(s): Inger Telian
Respondent(s): LPL Financial LLC, Frank Congemi
Respondent Lawyers(s): Katie Lynn Zorc
Arbitrator(s): Vincent C. Pangia, Robert E. Anderson, Eugene G. P. Byrne
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 14-01143 | 02/26/2016 | Claimant(s): Karen Bunone
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Gerard Simonelli, Cadaret, Grant & Co..
Respondent Lawyers(s): Samuel E. Cohen, Scott D. Stechman
Arbitrator(s): Eugene G. P. Byrne, Nancy Kramer, Andrew Joseph Donovan
Hearing Site: New York, NY
| | $0 |
| 10-04928 | 10/15/2012 | Claimant(s): Michael Steifman
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Robert Pincus, James N. Baxter, Eugene G. P. Byrne
Hearing Site: New York, NY
| | $630,357 |
| 10-02215 | 12/12/2011 | Claimant(s): Frederick Horn
Claimant Lawyers(s): Janice L. Malecki
Respondent(s): James Carey, UBS Financial Services Inc., Margaret Carey
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Abigail J. Pessen, Eugene G. P. Byrne, Scott W. Mulford
Hearing Site: New York, NY
| | Expungement |
| 09-05068 | 04/01/2011 | Claimant(s): Five Rivers Assets Management
Claimant Lawyers(s): Robert E. Thompson
Respondent(s): Joseph Leschinsky, Interactive Brokers LLC
Respondent Lawyers(s): Jocelyn Barone Partridge, John J. Nielands
Arbitrator(s): Fred L. Simon, Eugene G. P. Byrne, Alan Steven Brodherson
Hearing Site: New York, NY
| | $0 |
