| 23-00249 | 06/27/2023 | Claimant(s): Brian Demere
Claimant Lawyers(s): Brian Bennett Demere
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Edwin J. Buckley
Hearing Site: Atlanta, GA
|  | $2,102 |
| 20-02535 | 05/26/2022 | Claimant(s): Anthony Lombard
Claimant Lawyers(s): Anthony P. Monzo
Respondent(s): James Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): George Forest Bingham, Gordon M. Wase, John T. Hausladen
Hearing Site: Philadelphia, PA
| | Expungement |
| 18-03524 | 07/30/2021 | Claimant(s): Sergio Praslin
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Investments
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Erik R. Siering, Eric Gad Forster, Steven H. Gentry
Hearing Site: Los Angeles, CA
| | Expungement |
| 18-03366 | 02/26/2020 | Claimant(s): Dianne Hardy, Gary Hardy
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Michael J. Ahlstrom, G. Maynard Green
Hearing Site: Birmingham, AL
| | $0 |
| 16-02191 | 12/12/2017 | Claimant(s): Elaine Nester
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | Expungement |
| 17-00704 | 09/08/2017 | Claimant(s): Peter R. Caccippio Revocable Living Tr
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
| | $50,600 |
| 12-00832 | 03/10/2017 | Claimant(s): Estate of Gilmay C. Dube
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $0 |
| 15-02214 | 08/30/2016 | Claimant(s): Darra Munn
Claimant Lawyers(s): Michael D. Mosher
Respondent(s): Wells Fargo Advisors, Dana Napier
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s):
Hearing Site: Dallas, TX
| | $0 |
| 16-01008 | 08/29/2016 | Claimant(s): Kathleen Sincerbeaux
Claimant Lawyers(s): Kathleen J. Sincerbeaux
Respondent(s): Wells Fargo Advisors Financial Network, First Clearing
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Edward W. Morris
Hearing Site: Augusta, ME
| | $9,603 |
| 16-00213 | 08/23/2016 | Claimant(s): Billy Hackworth
Claimant Lawyers(s): Billy T. Hackworth
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Richard E. Lauziere
Hearing Site: Richmond, VA
| | $213 |
