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FINRA Awards for John Bersin

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Displaying 10 out of 94 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0157709/05/2024Claimant(s): Lester Berman
Claimant Lawyers(s): John Owen Murrin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Erik R. Siering, Jeffrey L. Malek, Randall William Clow
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0107903/21/2024Claimant(s): Blake Schultz
Claimant Lawyers(s): L. Lars Hulsebus
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mark A. Frankel, Peter F. Alepra, Colby L. Rhodd
Hearing Site: Des Moines, IA
Checkmark Icon$0
23-0221903/06/2024Claimant(s): Viktoria Zhilkina
Claimant Lawyers(s): Viktoria Zhilkina
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Terrance J. Nolan
Hearing Site: New York, NY
Checkmark Icon$1,500
21-0228901/02/2024Claimant(s): Justin Naughton
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Dougherty, Overman Randolph Rollins, Elizabeth Flannagan Edwards
Hearing Site: Richmond, VA
Checkmark Icon$75,603
21-0180008/24/2023Claimant(s): Rudolph Baker
Claimant Lawyers(s): Rudolph Baker
Respondent(s): E*Trade Securities LLC, TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher, John Bersin
Arbitrator(s): Joseph C. Watson, W. Alex King, Richard Andrew Roupoli
Hearing Site: Los Angeles, CA
Checkmark Icon$0
22-0270706/16/2023Claimant(s): Diane Civetta
Claimant Lawyers(s): Diane Civetta
Respondent(s): Anthony Hollenbeck, E*Trade Securities LLC, Michael Evans
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
Checkmark Icon$300
20-0331204/13/2022Claimant(s): Clinton Anderson
Claimant Lawyers(s): Christopher W. Patton
Respondent(s): Blair Horne, Morgan Stanley
Respondent Lawyers(s): John Bersin
Arbitrator(s): Andrea U. Calve, Lawrence R. Maxwell, Will Pryor
Hearing Site: Dallas, TX
Checkmark Icon$211,810
14-0027404/17/2015Claimant(s): David Lessing
Claimant Lawyers(s): David A. Lessing
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
Checkmark Icon$38
14-0148412/26/2014Claimant(s): Peter Mitchell
Claimant Lawyers(s): Peter A. Mitchell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert M. Goldstein
Hearing Site: New York, NY
Checkmark Icon$88
13-0266312/12/2014Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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