| 14-00895 | 11/05/2014 | Claimant(s): Judy Wentworth Springer
Claimant Lawyers(s): Christine Thurman
Respondent(s): Wells Fargo Advisors, John Blease
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Jacksonville, FL
|  | $300 |
| 13-00853 | 10/13/2014 | Claimant(s): Deborah Fleischer, Gary Fleischer, Gary & Deborah Fleischer Rev Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Lerner Associates., David Lerner, Michael Uvenio
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Cindy L. Anderson, Stuart K. Furman, Jeanne Crandall
Hearing Site: Jacksonville, FL
| | Expungement |
| 12-04121 | 03/11/2014 | Claimant(s): Daniel Joseph
Claimant Lawyers(s): Richard Kyle Gavin
Respondent(s): Joseph Kirby, Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Cindy L. Anderson, Michael D. Walsh, Angelo J. Infantino
Hearing Site: Jacksonville, FL
| | $44,681 |
| 12-01872 | 07/05/2013 | Claimant(s): Michael Usina
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Stuart K. Furman
Hearing Site: Jacksonville, FL
| | Expungement |
| 12-00346 | 02/13/2013 | Claimant(s): Daisha LaMontague as Tr. to Elenor Nagel
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Cindy L. Anderson, Pamela Jeanne Rush, Robert Finder
Hearing Site: Jacksonville, FL
| | $0 |
| 10-05742 | 01/28/2013 | Claimant(s): Julie Ossi, Michael Ossi
Claimant Lawyers(s): Michael Hill, Scott J. Link
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin L. Linehan
Arbitrator(s): Simone Sicola, J. Porter McClean, Daniel P. Lund
Hearing Site: Jacksonville, FL
| | Expungement |
| 11-01672 | 01/22/2013 | Claimant(s): James Greenshields
Claimant Lawyers(s): James Greenshields
Respondent(s): James Klefeker, TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert Finder, Ralph Kennedy Frasier, Angelo J. Infantino
Hearing Site: Jacksonville, FL
| | $0 |
| 12-00575 | 12/19/2012 | Claimant(s): Lois Martello, The Estate of Frank T. Martello, Frank T. Martello Fam. Trust f/b/o Keith, Frank T. Martello Fam. Trust f/b/o Linda, Frank T. Martello Fam. Trust f/b/o Tim, The Frank T. Martello Revocable Trust
Claimant Lawyers(s): Steven J. Gard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): J. Porter McClean, Pamela Jeanne Rush, Gail E. Sasnett-Stauffer
Hearing Site: Jacksonville, FL
| | Expungement |
| 10-05647 | 07/19/2012 | Claimant(s): Mark Bockenstette, Mary Kay Bockenstette
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Andrew Moro, Wells Fargo Advisors, Michael Curley, Steven Frank
Respondent Lawyers(s): Richard S. Wayne
Arbitrator(s): Arthur L. Sirkin, Robert L. Hudson, William H. McCullough
Hearing Site: Jacksonville, FL
| | Stipulated Award and Expungement |
| 11-03711 | 06/28/2012 | Claimant(s): Eugene Crouch
Claimant Lawyers(s): Eugene M. Crouch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Patricia Gunn
Hearing Site: Jacksonville, FL
| | $0 |
