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FINRA Awards for Morris S. Getzels

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0211001/13/2020Claimant(s): Holly Kwon
Claimant Lawyers(s): Holly H. Kwon
Respondent(s): Jaehwan Kim, Yong Kim
Respondent Lawyers(s): Jaehwan Kim, Yong Soo Kim
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
Checkmark Icon$12,757
19-0135909/27/2019Claimant(s): Harry Olivar
Claimant Lawyers(s): Harry A. Olivar
Respondent(s): Keith Goodman, Michael Solomon, Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
Checkmark Icon$0
17-0336606/21/2018Claimant(s): Larry Erlichman
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Gordon, Royal Alliance Associates.
Respondent Lawyers(s): Kerri L. Delgado, Oliver W. Bray
Arbitrator(s): Robert D. Sussin, Morris S. Getzels, Robert Edward Koondel
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
15-0085206/12/2018Claimant(s): Gail Fortune, Crost Imports.
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Harold White, Kathleen Shave, Louis Kittlaus, Ashton Capital Management.
Respondent Lawyers(s): Harold Carse White, Kathleen Ann Shave, Louis Karl Kittlaus
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$2,145,300
16-0263512/07/2016Claimant(s): David Corbett, Dennis Rosene, Donald Adams, Ekeanor Reed, Elsa Rosene, Gail Fortune, Gerald Berend, Loretta Mak, Mary Wokciechowski, Stan Wojciechowski, Suvawinds., Crost Imports Inc., A.C. Family Limited Partnership
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Rory Hartley
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
16-0263612/07/2016Claimant(s): David Corbett, Dennis Rosene, Donald Adams, Eleanor Reed, Elsa Rosene, Gail Fortune, Gerald Berend, Loretta Mak, Mary Wojciechowski, Stan Wojciechowski, Crost Imports Inc., Suvawinds, A.C. Family Limited Partnership
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Leanne Walsh
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
15-0202310/19/2016Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Barbara M. Zak, Morris S. Getzels, Robert B. Hansohn
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
14-0061412/22/2015Claimant(s): Lewis Booth
Claimant Lawyers(s): Adam Brett Wolf
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, Morris S. Getzels
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0243508/05/2015Claimant(s): Jon Deusenberry
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Morris S. Getzels, Mary M. O'Neil, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0292405/26/2015Claimant(s): Margaret Smith, Margaret Farwell Smith 2007 Trust UAD 10, Margaret Farwell Smith CRUT Trust Dtd 5/
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Morris S. Getzels, Owen Frances, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
Checkmark Icon$915,249

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