FINRA Awards for David E. Robbins

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Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-01950	07/23/2010	Claimant(s): Michael Caradimitropoulo Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): Anthony Tricarico, The Concord Equity Group Respondent Lawyers(s): David E. Robbins, Robert I. Rabinowitz Arbitrator(s): Thomas Caiaffa, Julian F. Santos, Micalyn S. Harris Hearing Site: New York, NY		Expungement
09-02871	06/04/2010	Claimant(s): David Wechsler and Amy Wechsler JT/TIC Claimant Lawyers(s): David E. Robbins Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Megan Shea-Harwick Arbitrator(s): Alan K. Bloom, Joan Marie Chiusano, Daniel P. Lund Hearing Site: New York, NY		$1,319,800
09-02227	12/02/2009	Claimant(s): Maxim Group LLC Claimant Lawyers(s): Christopher G. Massey Respondent(s): Martin Feinberg Respondent Lawyers(s): Martin Feinberg Arbitrator(s): David E. Robbins Hearing Site: New York, NY		$0
08-02408	07/14/2009	Claimant(s): D. Bartell Claimant Lawyers(s): David E. Robbins Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kelly J. Moynihan Arbitrator(s): Peter L. Curry, Susan E. Maloney, Michael Jay Rich Hearing Site: Boston, MA		$0
07-00148	04/23/2008	Claimant(s): JT Builders, Joseph Toboni and Mary Toboni Claimant Lawyers(s): David E. Robbins Respondent(s): Milestone Financial Services Respondent Lawyers(s): Barry R. Lax Arbitrator(s): Steven M. Sherman, Darryl J. Horowitt, Steven K. McGinnis Hearing Site: San Francisco, CA		$0