23-01814 | 10/27/2023 | Claimant(s): Hooman Jarollahi, Monireh Moayedi Pour Fard Claimant Lawyers(s): Hooman Jarollahi Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
| | $425 |
21-01682 | 07/06/2022 | Claimant(s): Blair Zimmerman, Blair Zimmerman OBO of his IRA Claimant Lawyers(s): Blair Zimmerman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
| | Expungement |
21-00544 | 12/13/2021 | Claimant(s): Ranjit LoboPrabhu Claimant Lawyers(s): Ranjit LoboPrabhu Respondent(s): Charles Schwab & Co.., TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Jacqueline R. Fox, Michael S. Yauch, Katherine Parsley Hearing Site: Houston, TX
| | $0 |
20-04040 | 10/29/2021 | Claimant(s): Dorothy Head, Hamza Hussain, Jacob Meredith, Joel Yambo-Torres, Kapil Bajaj, Kevin Jahed, Michelle Mullikin, Peter Barker, Robert Head, Serhiy Musyakevych, Vasudeva Manepalli Claimant Lawyers(s): Jeff M. Meyerson Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael S. Yauch, Francis Joseph Bourgeois, Dwayne Nealy McClelland Hearing Site: Houston, TX
| | $0 |
19-00961 | 07/12/2021 | Claimant(s): Carolyn Long Claimant Lawyers(s): Jason R. Doss Respondent(s): Peter Schiff, A.G.P. / Alliance Global Partners Respondent Lawyers(s): David A. Gehn Arbitrator(s): Michael S. Yauch, Wayne Irwin Fagan, Esther Treneer Hearing Site: Houston, TX
| | Expungement |
17-02117 | 06/04/2019 | Claimant(s): Estate of Emil William Holiner Claimant Lawyers(s): Jessica S. Taylor Respondent(s): Eric McIntyre, Gary Hartman Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Kathy R. Holler, Jeffrey R. Jury, Michael S. Yauch Hearing Site: Houston, TX
| | Expungement |
18-00629 | 12/24/2018 | Claimant(s): John Shull Claimant Lawyers(s): John C. Shull Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
| | $0 |
17-01933 | 08/31/2018 | Claimant(s): Applied Medical Research Inc. Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): USAA Financial Advisors. Respondent Lawyers(s): Theodre C. Schultz Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
| | $0 |
16-00647 | 05/25/2018 | Claimant(s): John Barry Glenn, Nancy P. Glenn Claimant Lawyers(s): Jason T. Albin Respondent(s): Morgan Stanley, RBC Capital Markets LLC, Robert Dennison Respondent Lawyers(s): John P. Kincade, Kimberly J. Gustafson Arbitrator(s): Richard F. Dole, Malcolm Edwin Whittaker, Michael S. Yauch Hearing Site: Houston, TX
| | Expungement |
16-01205 | 02/08/2018 | Claimant(s): Morris Steller Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Peter Voldness, Thomas Heinzen, Emergent Financial Group. Respondent Lawyers(s): Randy J. Sparling Arbitrator(s): Michael S. Yauch, Brian James Tagtmeier, Camille Morris Tankersley Hearing Site: Houston, TX
| | $0 |