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FINRA Awards for Thomas Heinzen

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0120502/08/2018Claimant(s): Morris Steller
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Peter Voldness, Thomas Heinzen, Emergent Financial Group.
Respondent Lawyers(s): Randy J. Sparling
Arbitrator(s): Michael S. Yauch, Brian James Tagtmeier, Camille Morris Tankersley
Hearing Site: Houston, TX
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