23-01849 | 04/18/2024 | Claimant(s): Brian Hagen Claimant Lawyers(s): James P. Galvin Respondent(s): Concourse Financial Group Securities Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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22-01854 | 02/27/2024 | Claimant(s): Crews & Associates. Claimant Lawyers(s): Daniel H. Wirth Respondent(s): Billy Carty, Rush Harding, Carty & Company. Respondent Lawyers(s): Chris Lazarini, Peter Shults Arbitrator(s): Judith A. Payuk, Michael S. Yauch, Joseph Neal Richardson Hearing Site: Little Rock, AR
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23-00513 | 01/24/2024 | Claimant(s): Crystal Garrett Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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16-03296 | 02/11/2022 | Claimant(s): Daryl Allen, Frank Hogan, Langston Turner Claimant Lawyers(s): Rogge Dunn Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Stephen M. Kramarsky Arbitrator(s): David C. Redford, Michael S. Yauch, Lewis Kenneth Harley Hearing Site: Houston, TX
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21-01544 | 09/14/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Cesar Olivares Respondent Lawyers(s): Cesar Emilio Olivares Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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21-00541 | 06/03/2021 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Robert K. Jamieson Respondent(s): Jennah Clark Respondent Lawyers(s): Jennah Real Clark Arbitrator(s): Michael S. Yauch Hearing Site: Oklahoma City, OK
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20-02589 | 03/19/2021 | Claimant(s): Ritchy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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19-02368 | 03/05/2021 | Claimant(s): Daniel Dillard Claimant Lawyers(s): Bogdan Rentea Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Carlton A. Butler, Michael S. Yauch, Mark Ritchie Hearing Site: Houston, TX
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17-02579 | 09/05/2018 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Christopher Bingham Respondent Lawyers(s): Jeremy Sloan Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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15-00582 | 10/06/2015 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Megan Smith Respondent(s): David Nell Respondent Lawyers(s): David Nell Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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