| 16-03566 | 11/09/2017 | Claimant(s): Linda Pollock
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners.
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
|  | $0 |
| 17-00762 | 10/10/2017 | Claimant(s): Lance Verderosa
Claimant Lawyers(s): Lance Verderosa
Respondent(s): Salomon Whitney Financial
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): John Michael Richardson
Hearing Site: New York, NY
| | $163 |
| 16-02665 | 05/18/2017 | Claimant(s): Mark Owens
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Joseph Quinzi, Philip Sparacino, Thomas Myers, Alexander Capital, L.P.
Respondent Lawyers(s): Ian J. Frimet, Joseph Dominick Quinzi, Thomas Alexander Myers
Arbitrator(s): Barry Goldman
Hearing Site: Des Moines, IA
| | $0 |
| 15-03227 | 11/23/2016 | Claimant(s): Letitia Cooper, Cooper Trust DTD 10/05/2000
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): John Parmigiani
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Sandra L. Malek, Gary Timothy Haight, Sean Anthony Richardson
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 14-03599 | 10/11/2016 | Claimant(s): Larry Kolodey
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward M. Olson, Jeffry M. Bauer, Tracy L. Allen
Hearing Site: Detroit, MI
| | Expungement |
| 15-03158 | 06/03/2016 | Claimant(s): Michael Stott
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Anthony Minerva, Daniel Dvorznak, Gregory Dean, Michael Valdini
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
| | $300 |
| 15-01784 | 05/19/2016 | Claimant(s): Mark Altstetter
Claimant Lawyers(s): Mark H. Altstetter
Respondent(s): Englebert Sarmiento, John Matthews
Respondent Lawyers(s): Ian J. Frimet, Ronald S. Herzog
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $38,428 |
| 15-00742 | 02/19/2016 | Claimant(s): Elise Arnone, Gerald Short, Dominick Arnone Family Trust
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Jonathan Sheklow
Respondent Lawyers(s): Jonathan Michael Sheklow
Arbitrator(s): Robert Manfredo, Carolyn A. Mann, Martin A. Edelstein
Hearing Site: New York, NY
| | $151,373 |
| 14-02184 | 12/22/2014 | Claimant(s): Paul Inneo
Claimant Lawyers(s): Paul Inneo
Respondent(s): Michael Goodrich
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | $163 |
| 12-01775 | 11/12/2013 | Claimant(s): Siegfried Mayer
Claimant Lawyers(s): Siegfried Mayer
Respondent(s): Brian Weinberg, Jeffrey Jones, Synergy Investment Group
Respondent Lawyers(s): Baruch Gottesman, Ian J. Frimet
Arbitrator(s): Martin Mandel
Hearing Site: Denver, CO
| | $25,000 |
