| 15-00210 | 10/08/2015 | Claimant(s): Hickman Kite, Katie Kite
Claimant Lawyers(s): Phillip L. Boyd, Robert L. Arrington
Respondent(s): Allyson Reed, Brian Murray, Christopher Belle, Christopher Taylor, Jesse Dietz, Edward Jones
Respondent Lawyers(s): Allyson Louise Reed, Christopher Alan Taylor, Dennis J. Capriglione, Jesse Logan Dietz
Arbitrator(s): Kenneth M. Jackson, Joseph Charles Smolira, Enrico A. Mazzoli
Hearing Site: Nashville, TN
|  | Expungement |
| 12-04007 | 10/21/2014 | Claimant(s): Don Herbert & Mary C. Herbert Trust
Claimant Lawyers(s): David Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Kenneth M. Jackson, Arthur L. Tepper, Edwin Joseph Rehrman
Hearing Site: Louisville, KY
| | Expungement |
| 12-03028 | 10/11/2013 | Claimant(s): Milton Less
Claimant Lawyers(s): D. Daxton White
Respondent(s): Institutional Capital Management.
Respondent Lawyers(s): Vy-Vivian Nguyen
Arbitrator(s): Edward B. Scott, F. Wesley Bowers, Kenneth M. Jackson
Hearing Site: Nashville, TN
| | Stipulated Award |
| 11-04700 | 08/19/2013 | Claimant(s): Wanda Jeffries
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Edward D. Jones & Co., L.P.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Donald Milo Helton, Kenneth M. Jackson, Richard K. Smith
Hearing Site: Nashville, TN
| | Expungement |
| 08-03266 | 02/10/2011 | Claimant(s): Edward Karrels
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Wendy M. Warren
Arbitrator(s): Kendall P. Hill, Kenneth M. Jackson, Lovella L. Richardson
Hearing Site: Nashville, TN
| | $373,135 |
| 09-05755 | 09/13/2010 | Claimant(s): Michael J. Sorensen and Angela Sorensen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Kenneth M. Jackson
Hearing Site: Memphis, TN
| | $0 |
| 08-04070 | 08/06/2010 | Claimant(s): East Tennessee Neurology P.C. Profit
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Joshua D. Wallach, Kenneth M. Jackson, Elton W. Chartrand
Hearing Site: Nashville, TN
| | $484,357 |
