| 15-01472 | 07/22/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Gregory Rothery
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Stuart Sinai, Mimi B. Osiason, Kenneth M. Jackson
Hearing Site: Nashville, TN
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| 14-03171 | 02/19/2016 | Claimant(s): Ivan Rodriguez
Claimant Lawyers(s): Samuel Rodriguez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth M. Jackson, Melva J. Harmon, Robert Stewart Barney
Hearing Site: Memphis, TN
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| 14-02966 | 03/10/2015 | Claimant(s): Patrick Turns
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Bob Breon, John Sampietro, Trestle Point
Respondent Lawyers(s): Robert A. McLean
Arbitrator(s): Kenneth M. Jackson
Hearing Site: Nashville, TN
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| 13-02747 | 01/03/2014 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Russell Beck
Respondent(s): Melissa Clemens
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Hugh J. Moore, John C. Burch, Kenneth M. Jackson
Hearing Site: Nashville, TN
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| 11-03554 | 06/05/2012 | Claimant(s): SunTrust Investment Services., SunTrust Bank
Claimant Lawyers(s): Kenneth M. Bryant
Respondent(s): Corey Anderson
Respondent Lawyers(s): Salvador M. Hernandez
Arbitrator(s): Fred W. Beesley, Richard G. Isaac, Kenneth M. Jackson
Hearing Site: Nashville, TN
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| 11-00184 | 02/23/2012 | Claimant(s): Lloyd Clark
Claimant Lawyers(s): Malinda Ann Gaul
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Denise Cotter Villani
Arbitrator(s): Kenneth M. Jackson, Juanita D. McKethan, Michael L. Landrum
Hearing Site: Houston, TX
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| 10-01529 | 02/07/2012 | Claimant(s): Mack McReynolds
Claimant Lawyers(s): Nader Baydoun
Respondent(s): Harvestons Securities.
Respondent Lawyers(s): David A. King
Arbitrator(s): Kenneth M. Jackson, George Michael Cross, Michael Hunter Sadler
Hearing Site: Nashville, TN
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