| 10-01011 | 11/14/2011 | Claimant(s): Alyssa DiRienzo, Amara DiRienzo, Cynthia Pilot, Deborah Holstein, Deborah Lutz, Frederick DiRienzo, Johanna C. & Frederick H. DiRienzo, The 1992 Irrevocable Trust for the Benef
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Colin Cookson, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., National Financial Services LLC
Respondent Lawyers(s): Mark S. Cohen, Michael G. Shannon, Nicki Samson
Arbitrator(s): Evonne W.J. Tolbert, Alun Hywel Jones, Kevin B. Naughten
Hearing Site: New York, NY
|  | $0 |
| 10-02820 | 07/28/2011 | Claimant(s): Jennifer Weintraub
Claimant Lawyers(s): Seth Huberman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | Expungement |
| 09-06329 | 07/26/2011 | Claimant(s): Giovanni Savinovich
Claimant Lawyers(s): John A. Daniels
Respondent(s): Gordie Jamieson, John Lee, Banc of America Investment Services Inc.
Respondent Lawyers(s): John M. Lee, John Lukanski
Arbitrator(s): Dwight Wassong, Joseph H. Cerame, Richard V. Adams
Hearing Site: Newark, NJ
| | Expungement |
| 09-06108 | 04/07/2011 | Claimant(s): Douglas J. Beach and Margaret A. Beach
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): Roger L. Crossland, John Thomas Shaban, Houston Putnam Lowry
Hearing Site: Hartford, CT
| | Expungement |
| 09-06861 | 02/25/2011 | Claimant(s): Deborah Dee
Claimant Lawyers(s): David J. Paliotti
Respondent(s): Banc of America Investment Services Inc., Nicholas Cafaro, Patrick Sands
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Robert H. Watts, Gerard S. Marsan, Marilyn H. Zuckerman
Hearing Site: Boston, MA
| | Expungement |
| 08-03886 | 11/18/2010 | Claimant(s): Melinda Johnson, Mitchell Johnson
Claimant Lawyers(s): Terrance J. Slominski
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Donald P. Wray
Arbitrator(s): Michael D. Weiner, Nina Vallion, Bert P. Krages
Hearing Site: Portland, OR
| | $22,397 |
| 09-06846 | 10/15/2010 | Claimant(s): Jeffrey McMorrow
Claimant Lawyers(s): Jeffrey Paul McMorrow
Respondent(s): Banc of America Investment Services Inc., Ryan Tidwell
Respondent Lawyers(s): Genna Stephens
Arbitrator(s): Glenn R. Oxner, James F. Major, William F. Julavits
Hearing Site: Columbia, SC
| | $0 |
| 09-05799 | 10/13/2010 | Claimant(s): Ilyse Klavir
Claimant Lawyers(s): David Harrison
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): John E. Ohashi, Catherine M. O'Brien, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05044 | 10/08/2010 | Claimant(s): Alan Biren, John Tucker
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Kelly M. Lonergan, Patrick W. McKeon, John J. Kenny
Hearing Site: Boston, MA
| | $1,085,600 |
| 09-05025 | 09/20/2010 | Claimant(s): Rita Brown
Claimant Lawyers(s): David H. Simmons
Respondent(s): Banc of America Investment Services Inc., Scott Krause
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $56,512 |
