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FINRA Awards for Sachs and Company

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Displaying 11-20 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0477103/13/2013Claimant(s): Athena Venture Partners, L.P.
Claimant Lawyers(s): David R. Moffitt
Respondent(s): Goldman, Sachs and Company, Eric Gettleman, Scott Sheffer
Respondent Lawyers(s): Edward M. Posner
Arbitrator(s): Edward T. Borer, Kathleen K. Murphy, Demetrio S. Timban
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0702405/30/2012Claimant(s): Eric Snyder, Barbara G. Snyder and Eric P. Snyder
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Michael J. Ahlstrom, Clare R. Goldfarb, Jeannie B. Wright
Hearing Site: Atlanta, GA
Checkmark IconExpungement
10-0205604/12/2012Claimant(s): Cygnex
Claimant Lawyers(s): Neal Brickman
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Muriel Desloovere, Mary T. Hettig, Noel K. Evans
Hearing Site: Tampa, FL
Checkmark IconExpungement
10-0206003/21/2012Claimant(s): David Nassar, Tracy Nassar, CLD
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): Goldman, Sachs and Company, Drew Corradini
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Susan M. Thevenet, Charles A. Newton, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
Checkmark IconExpungement
10-0319601/13/2012Claimant(s): George Berman
Claimant Lawyers(s): Edward C. Cooley
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Nelson P. Lovins, Robert L. Barker, Howard N. Gorney
Hearing Site: Boston, MA
Checkmark IconExpungement
05-0157703/25/2011Claimant(s): Bounty International Limited, Good Regent International Limited, Wisdom Century Development Limited
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Michael J. Dell
Arbitrator(s): Joel P. Mellis, Mindi R. Parrott
Hearing Site: New York, NY
Checkmark Icon$0
09-0148503/24/2011Claimant(s): Adam C. Singer 2004 Trust U/A DTD 20FEB0
Claimant Lawyers(s): Scott A. Shanes
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Sharon J. Shumway
Arbitrator(s): Maxel (Bud) B. Silverberg, Daniel A. Kile, Richard Frederick Schaufert
Hearing Site: Dallas, TX
Checkmark Icon$450,000
09-0589612/29/2010Claimant(s): Peter Williams
Claimant Lawyers(s): Cyrus Tabari
Respondent(s): Bruce Tenenbaum, Goldman, Sachs and Company, Gregory Downing, Magdalena Schmitz
Respondent Lawyers(s): Joseph E. Floren, Kim Alexander Kane
Arbitrator(s): Herbert Liberman, James D. Murray, Joseph Berzok
Hearing Site: San Francisco, CA
Checkmark Icon$47,796
09-0059910/12/2009Claimant(s): The David & Catherine Moussazadeh Founda
Claimant Lawyers(s): David Moussazadeh
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Donald J. Zoeller
Hearing Site: New York, NY
Checkmark Icon$0
08-0289903/17/2009Claimant(s): Irene O'Mara
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Ronald L. Cheney, Melinda S. Milberg, Norman Foxman
Hearing Site: Manchester, NH
Checkmark Icon$0

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