23-01770 | 09/16/2024 | Claimant(s): Anne Connell-Freund Claimant Lawyers(s): Jason T. Albin Respondent(s): Derek Crihfield, Ameriprise Financial Services Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Lynn Hirschfeld Brahin, Robert M Lustig, Adeladi Williams Hearing Site: Cleveland, OH
| | $0 |
19-03217 | 08/13/2024 | Claimant(s): Narinder Gupta, Suman Gupta Claimant Lawyers(s): Narinder Gupta, Suman D. Gupta Respondent(s): Ameriprise Financial Services, Michael Hannon Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Lynne R. Stern, Karen Roberts Washington, Genevieve Anderson Hearing Site: New Orleans, LA
| | Expungement |
21-02086 | 05/07/2024 | Claimant(s): Gerry Reardon Claimant Lawyers(s): Robert Loventhal Respondent(s): Glen Dowden, Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton, William A. Haddad Arbitrator(s): Howard N. Gorney, Stewart John Smith Hearing Site: Boston, MA
| | Expungement |
22-02263 | 10/25/2023 | Claimant(s): Loretta Bynum Claimant Lawyers(s): Courtney Werning Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Robert J. Scafuri, Barry Goldman, Mark Gregory Brackon Hearing Site: Detroit, MI
| | $125,000 |
22-00748 | 07/21/2023 | Claimant(s): Myles Terry Claimant Lawyers(s): Myles Edward Terry Respondent(s): Carla Backus, Ameriprise Financial Services. Respondent Lawyers(s): Corye Backus, Edward A. Walton Arbitrator(s): Leah Murray Albert, Teresa A. Dunn, Brian James Tagtmeier Hearing Site: Little Rock, AR
| | $0 |
19-03014 | 12/22/2021 | Claimant(s): Nuha Rukieh Claimant Lawyers(s): Dennis Murray Respondent(s): Andrey Ilyasov, Ameriprise Financial Services Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Patrick R. Sughroue, Sandra Jo Baumchen, Sheldon Jacob Stark Hearing Site: Detroit, MI
| | $0 |
20-01547 | 07/20/2021 | Claimant(s): Ameriprise Financial Services, American Enterprise Investment Services Claimant Lawyers(s): Edward A. Walton Respondent(s): Mariam Silverman, M Silverman Living Trust dated 12/5/18 Respondent Lawyers(s): Jeffrey Kaplan Arbitrator(s): David P. Slater, Richard J. Kaplan, Alessandra Piras Torrens Hearing Site: Boca Raton, FL
| | $0 |
19-00061 | 03/04/2020 | Claimant(s): Dolores Hofhine Claimant Lawyers(s): Dolores Mary Hofhine Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): David Francis MacNair, Albert Rizzo, Noah Jonathan Hanft Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
19-02636 | 01/13/2020 | Claimant(s): Sharon Loxton Claimant Lawyers(s): Sharon P. Loxton Respondent(s): Ameriprise Financial Services., John Lynch Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Michael S. Jordan Hearing Site: Milwaukee, WI
| | $3,775 |
18-00104 | 09/14/2018 | Claimant(s): Steve Potysman Claimant Lawyers(s): Steve Potysman Respondent(s): Bryce Danley Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX
| | $0 |