| 12-01425 | 10/07/2013 | Claimant(s): Smith Revocable Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Harvey Alan Blicksilver, Eugene D. Mirabello, Lee Milich
Hearing Site: Miami, FL
|  | Expungement |
| 12-01423 | 06/27/2013 | Claimant(s): Ellen Gache, EBG Investments, LLP
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Levitt Capital Management
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Michael A. Levin, Perry Earl Phillips, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
| | $0 |
| 12-00643 | 05/29/2013 | Claimant(s): Christina Beyerle, Ernst Beyerle
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Bryan Wiedersum, David Arlein, Jeffrey Sanders
Respondent Lawyers(s): S. Jonathan Vine
Arbitrator(s): Myron S. Dunay, Kimberly A. Gilmour, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03807 | 04/08/2013 | Claimant(s): Robert K. Miller Roth IRA
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Noble Financial Capital Markets
Respondent Lawyers(s): Peter Jung
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
| | $36,753 |
| 10-05719 | 06/27/2012 | Claimant(s): Paul Cohnen A/R Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Douglas McPherson, J.P. Morgan Securities, Michael Kilkeary
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Frances D. Sheehy, Harvey Alan Blicksilver, Harold S. Stern
Hearing Site: Boca Raton, FL
| | $0 |
| 11-01825 | 05/25/2012 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ian Kass, Delaney Equity Group Llc, Penson Financial Services.
Respondent Lawyers(s): David R. Chase, Mark Cuccaro
Arbitrator(s): Harvey Alan Blicksilver, Philip L. Manczak, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 10-02321 | 10/12/2011 | Claimant(s): Lillian Valinsky Revocable Trust
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Michael Ryan, Prime Capital Services.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Harvey Alan Blicksilver, James Conrad Sankpill, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-03083 | 10/11/2011 | Claimant(s): Joan Schultz
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): Daniel Deighan, Boogie Investment Group., Deighan Financial Advisors.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Harvey Alan Blicksilver, Floyd Edward Roberts, Irwin Baron
Hearing Site: Orlando, FL
| | $179,514 |
| 10-04445 | 09/02/2011 | Claimant(s): Evanna Ondeck Cohen Rev Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): John R. Pepe, Benjamin L. Abramowitz, Harvey Alan Blicksilver
Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
| 08-01918 | 09/30/2010 | Claimant(s): Thomas Collins
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Richard W. Thornburg, Harvey Alan Blicksilver, John M. Richey
Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
