| 18-01431 | 03/03/2022 | Claimant(s): Edgar Patricio Paredes Camacho, Edith Fatima Vallarino, Paulo Mauricio Paredes Valencia, Rosa Maria Villamar, Edgar Camacho and Rosa Villamar Jointly, Paulo Valencia & Edith Vallarino Jointly
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Abdel-Kader Ben-Mohamed, Carlo Rossell, Citigroup Global Markets.
Respondent Lawyers(s): Abdel-Kader Ben-Mohamed, Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Monroe Mitchel, Stacey Rosenthal
Hearing Site: Miami, FL
|  | Expungement |
| 20-00007 | 03/05/2021 | Claimant(s): Ruth Hallett
Claimant Lawyers(s): Ruth Hallett
Respondent(s): Martin Moy, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | $0 |
| 20-01205 | 10/16/2020 | Claimant(s): World Century Corp Ltd, World International Limited Partnership
Claimant Lawyers(s): Michael Ford
Respondent(s): Pershing LLC, Citigroup Global Markets.
Respondent Lawyers(s): Joan Schwartz, Tanya S. Lambrechts
Arbitrator(s): David Rich
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00244 | 07/07/2020 | Claimant(s): Eldar Brodski Zardinvsky, Ester Brodski, Ruben Brodski, Yehonathan Brodski, Eb Books, Eb Design, Eb Imports, Eb Online, Eldar Brodski Inc., Lazdar, Ruben Brodski., Valley West Realty., Y Capital Advisors
Claimant Lawyers(s): David B Gordon
Respondent(s): Citigroup Global Markets., Canaccord Genuity LLC, Citadel Securities LLC, Citi Order Routing And Execution, G1 Execution Services, Virtu Americas LLC
Respondent Lawyers(s): Adam M. Kauff, John A. Vassallo, Joshua D. Liston, Michael V. Rella, Nicholas M. Gross
Arbitrator(s): Joseph C. Watson, James Warnick Coupe, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03770 | 09/24/2019 | Claimant(s): Bella Verkhovsky
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Brian Sodol, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | $0 |
| 19-01270 | 09/17/2019 | Claimant(s): Rogelio Silva
Claimant Lawyers(s): Rogelio Silva
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
| | $0 |
| 18-04087 | 09/13/2019 | Claimant(s): Carlos Martinangeli
Claimant Lawyers(s): David C. Silver
Respondent(s): Gonzalo Perez-Verdia, Citigroup Global Markets.
Respondent Lawyers(s): Scott W. Atherton
Arbitrator(s): Robert G. Geeseman, Linda M. Foster-Wells, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | $0 |
| 18-00555 | 02/19/2019 | Claimant(s): Joan Waldman
Claimant Lawyers(s): Leslie S Akins
Respondent(s): Gary Wei, Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Robert D. Sussin, Robert B. Hansohn, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12504 |
| 17-03437 | 01/07/2019 | Claimant(s): Aldus Chapin, Chapin Family Trust
Claimant Lawyers(s): Aldus N Chapin
Respondent(s): TD Ameritrade., Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch, Simeon Schopf
Arbitrator(s): Harvey Barrison, Julian F. Santos, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
| | Expungement |
| 18-01018 | 09/14/2018 | Claimant(s): Alan Jackson, Edwin Bishop
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
