14-00455 | 12/05/2014 | Claimant(s): Michael Petrocci, Palema Petrocci Claimant Lawyers(s): John Benjamin Carroll Respondent(s): Wells Fargo Advisors, Clive Buchan, Raymond Patraw Respondent Lawyers(s): William S. Port Arbitrator(s): Stuart M. Schwartz Hearing Site: Syracuse, NY
| | $866 |
11-04015 | 04/27/2012 | Claimant(s): Thomas Buoneto, IRA Claimant Lawyers(s): Thomas Buoneto Respondent(s): Wells Fargo Advisors, Peter Smith Respondent Lawyers(s): William S. Port Arbitrator(s): Peter P. Skomorowsky Hearing Site: New York, NY
| | $0 |
09-07236 | 07/20/2010 | Claimant(s): Ronald Smith, Ronald S Smith A Law Corporation Claimant Lawyers(s): Ronald S. Smith Respondent(s): Wachovia Securities Financial Network, Wachovia Securities, Wells Fargo Advisors, Michael Scher Respondent Lawyers(s): William S. Port Arbitrator(s): Mary L. Williams Hearing Site: Los Angeles, CA
| | $38 |
06-03279 | 09/15/2008 | Claimant(s): Robert W. Coles Rev.Tr Claimant Lawyers(s): Anthony Hartman Respondent(s): Joseph Hanna, A.G. Edwards & Sons., Robert Poling Respondent Lawyers(s): William S. Port Arbitrator(s): Edward F. Siegel, Benjamin B. Segel, Daniel L. Bonder Hearing Site: Cleveland, OH
| | $0 |
06-05382 | 08/21/2008 | Claimant(s): Delmer Urbanczyk Claimant Lawyers(s): Steve Koslovsky Respondent(s): Janet Urbanczyk, Marvin Urbanczyk, A.G. Edwards & Sons., Roger David, Edward Jones Respondent Lawyers(s): Donald D. McBride, Frederic M. Wolfram, William S. Port Arbitrator(s): Albert J. Haller, David B. Lacks, David A. Fingerhut Hearing Site: St. Louis, MO
| | Account transfer request is granted |
07-00339 | 01/11/2008 | Claimant(s): Ann Stafford, James Stafford Claimant Lawyers(s): Richard B. Fosher Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): William S. Port Arbitrator(s): Leah A. Murray, Mark E. Kessinger, David B. Lacks Hearing Site: St. Louis, MO
| | $200,000 |
06-02945 | 09/20/2007 | Claimant(s): David Peterson, IRA, David and Grace Peterson Claimant Lawyers(s): Jeffrey J. Lowe Respondent(s): A.G. Edwards & Sons., William Ferry Respondent Lawyers(s): William Patrick Ferry, William S. Port Arbitrator(s): Michael L. Lyons, Edward C. Lawrence, Richard D. Link Hearing Site: St. Louis, MO
| | $5,600 |