| 09-03317 | 07/26/2010 | Claimant(s): Barbara Hager, Robert Hager, Robert J. Hager and Barbara R. Hager
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Ronald H. Walton, Frank Brenner, Elizabeth A. Townes
Hearing Site: Tampa, FL
|  | $0 |
| 09-01323 | 06/01/2010 | Claimant(s): Robert Craig, Robert H. Craig Rev Living Trust
Claimant Lawyers(s): Scott C. Ilgenfritz
Respondent(s): William Gordon, Investors Capital Corporation
Respondent Lawyers(s): James A, McGovern
Arbitrator(s): John P. Cullem, David M. Snyder, George E. Bouse
Hearing Site: Tampa, FL
| | $150,266 |
| 08-04592 | 05/19/2010 | Claimant(s): Thomas DiBenedetto
Claimant Lawyers(s): Richard A. Roth
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julian W. Wells
Arbitrator(s): Don Muyskens, Ellen I. Siegman, John William Bowman
Hearing Site: Tampa, FL
| | $425,000 |
| 08-04331 | 04/27/2010 | Claimant(s): Clifford Lee
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Langfred W. White, Robert Stephen Burns, Francis Joseph Bourgeois
Hearing Site: Tampa, FL
| | $0 |
| 08-03947 | 03/10/2010 | Claimant(s): Sturla Terry Canale Living Trust
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): John P. Cullem, Howard L. Hill, Donald R. Smith
Hearing Site: Tampa, FL
| | $50,000 |
| 08-03571 | 03/05/2010 | Claimant(s): David Solger, Jimmy Ackerman, Judith Solger
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Robert Dokken
Respondent Lawyers(s): Robert S. Dokken
Arbitrator(s): Edith N. Dinneen, Linda L. Busby, Alexander Myers
Hearing Site: Tampa, FL
| | $191,590 |
| 08-04321 | 02/01/2010 | Claimant(s): Abid A. Shah Trust UAD 9/12/92
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Clyde McMullen, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Edith N. Dinneen, Jack A. Helms, Keith M. Crouse
Hearing Site: Tampa, FL
| | $255,000 |
| 09-02907 | 12/22/2009 | Claimant(s): Derrell Billington
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | $213 |
| 09-03347 | 12/03/2009 | Claimant(s): Margaret G. Cargill Revocable Trust
Claimant Lawyers(s): Andre R. Perron
Respondent(s): David Cohen, Michael Cohen, Cohen Investment Management., Harbor Financial Services
Respondent Lawyers(s): Gary Irwin
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Tampa, FL
| | $0 |
| 09-00357 | 10/30/2009 | Claimant(s): James W. Lyman and Judith Lyman
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Paul Marshall
Respondent Lawyers(s): Paul Marshall
Arbitrator(s): William H. Fleece, Ronald A. Isackson, David C. Matthews
Hearing Site: Tampa, FL
| | Expungement |
