Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05778 | 08/20/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): David Waro Respondent Lawyers(s): David J. Hase Arbitrator(s): John E. Sundeen, P. J. Boylan, Leon Fox Hearing Site: Milwaukee, WI | ||
| 10-01420 | 08/20/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Beth Delaney Respondent(s): Sherrey Harper Respondent Lawyers(s): Sherrey A. Harper Arbitrator(s): Robert H. Putnam Hearing Site: Houston, TX | ||
| 09-00312 | 08/19/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Keith Jackson Respondent Lawyers(s): Keith C. Jackson Arbitrator(s): Stephen G. Sneeringer Hearing Site: Kansas City, MO | ||
| 10-00284 | 08/19/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Joseph Morgan Respondent Lawyers(s): Joseph Michael Morgan Arbitrator(s): Kevin R. Zehe Hearing Site: Pittsburgh, PA | ||
| 10-00783 | 08/19/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): James Miller Respondent Lawyers(s): James R. Miller Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 10-00923 | 08/19/2010 | Claimant(s): Dawson James Securities. Claimant Lawyers(s): Albert J. Poliak Respondent(s): Respondent Lawyers(s): Arbitrator(s): Myron E. Levenson Hearing Site: Boca Raton, FL | ||
| 10-01432 | 08/18/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Ian Stowers Respondent Lawyers(s): Ian Karl Stowers Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA | ||
| 09-02853 | 08/17/2010 | Claimant(s): Richard Osman Claimant Lawyers(s): Janet K. DeCosta Respondent(s): James Weslow, Richard Plant Respondent Lawyers(s): Edward E. Sharkey Arbitrator(s): Richard A Compisi, Gordon M. Wase, Thomas E. Maloney Hearing Site: Baltimore, MD | ||
| 10-01492 | 08/17/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Justin Hensley Respondent Lawyers(s): Justin M. Hensley Arbitrator(s): James D. Knotter Hearing Site: Las Vegas, NV | ||
| 10-01109 | 08/16/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): James Sumpter Respondent Lawyers(s): James H. Sumpter Arbitrator(s): Stephen P. Hoffman Hearing Site: New Orleans, LA |