10-04222 | 03/24/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn Lamar Respondent(s): Robert Mullen Respondent Lawyers(s): Robert Bryan Mullen Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO
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09-03917 | 03/23/2011 | Claimant(s): Southwest Securities. Claimant Lawyers(s): Brian J. Hurst Respondent(s): Bryan Luter Respondent Lawyers(s): Joyce W. Lindauer Arbitrator(s): Linda B. Kelly, George F. Longino, Margaret Louise Ruckriegel Hearing Site: Dallas, TX
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09-05259 | 03/23/2011 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John C. Steele Respondent(s): Mark Gardner Respondent Lawyers(s): Mark Steven Gardner Arbitrator(s): Bill H. Brister, G. Maynard Green, Larry N. Quinn Hearing Site: Dallas, TX
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09-06845 | 03/23/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shepherd D. Tate Respondent(s): Michael Cain Respondent Lawyers(s): Raymond L. Moss Arbitrator(s): Judith Stilz Ogden, Robert L. Lestina, David Blair Sinyard Hearing Site: Atlanta, GA
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10-02264 | 03/23/2011 | Claimant(s): Michael Turek Claimant Lawyers(s): Michael G Turek Respondent(s): Joseph Lapietra Respondent Lawyers(s): Leo G. Rydzewski Arbitrator(s): Daniel T. McHugh, Michael J. Henke, Alan Robert Malasky Hearing Site: Baltimore, MD
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10-05397 | 03/23/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Gary Headding Respondent Lawyers(s): Gary Headding Arbitrator(s): Robert S. McConnell Hearing Site: Los Angeles, CA
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09-06429 | 03/22/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Hopkins Respondent Lawyers(s): John H. Ridley Arbitrator(s): J. Maxwell Williams Hearing Site: Atlanta, GA
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10-03855 | 03/22/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Craig Marcello Respondent Lawyers(s): Craig S. Marcello Arbitrator(s): Robert T. Allen Hearing Site: Charlotte, NC
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09-04530 | 03/21/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Shane Wheeler Respondent Lawyers(s): Shane Wheeler Arbitrator(s): John P. Cullem, Thomas R. Carlsen, Michael S. Hill Hearing Site: Tampa, FL
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10-00632 | 03/21/2011 | Claimant(s): Karen Kim Claimant Lawyers(s): Karen H. Kim Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Gabriel L. Williams Arbitrator(s): Dallas Whitney Coffman, Samuel H. Chorches, Francis J. Pavetti Hearing Site: Hartford, CT
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