Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02482 | 04/08/2014 | Claimant(s): Damany Henry Claimant Lawyers(s): Timothy Feil Respondent(s): Gene Meieran Respondent Lawyers(s): Gene Meieran Arbitrator(s): Marc Kalish, Jay H. Feldstein, Karen D. Hanson Hearing Site: Phoenix, AZ | Expungement | |
| 11-02922 | 04/07/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Respondent Lawyers(s): Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA | ||
| 13-02134 | 04/07/2014 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Hartsook Respondent(s): Perry Landmeyer Respondent Lawyers(s): Perry Jay Landmeyer Arbitrator(s): Alfred Brunette Hearing Site: Tampa, FL | ||
| 11-02381 | 04/04/2014 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg Respondent(s): Todd Rubsamen Respondent Lawyers(s): Todd Rubsamen Arbitrator(s): Mitchell S. Friedman, John Nino Brenkovich, Richard Gee Hearing Site: New York, NY | ||
| 12-00759 | 04/04/2014 | Claimant(s): Edward Dulin Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie Ronen Arbitrator(s): Richard Marc Weinroth, Peter Joseph Kalman, W. Michael Kelley Hearing Site: Phoenix, AZ | ||
| 13-02400 | 04/04/2014 | Claimant(s): James Joseph Claimant Lawyers(s): James J. Joseph Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nisha Wright Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | ||
| 13-02917 | 04/04/2014 | Claimant(s): Charles Moehrke Jr., Norris Cotton Claimant Lawyers(s): Charles Henry Moehrke, Norris Gates Cotton Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Spallina Arbitrator(s): C. Marcus Harris, Celeste A. Beron, Paul Nicholas Inserra Hearing Site: Raleigh, NC | ||
| 12-04162 | 04/03/2014 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Rena Andoh Respondent(s): Respondent Lawyers(s): Arbitrator(s): James D. Knotter, James Sean Healey, Robert H. Ottesen Hearing Site: Albuquerque, NM | ||
| 13-03247 | 04/03/2014 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol H. Li Respondent(s): Robert Matarazzo Respondent Lawyers(s): Robert John Matarazzo Arbitrator(s): Frank Brenner Hearing Site: Tampa, FL | ||
| 13-00947 | 04/02/2014 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John Erikson Respondent(s): Bambi Holzer Respondent Lawyers(s): Rex Julian Beaber Arbitrator(s): Anita Rae Shapiro, Janice A. Salter, Anna Marie Turco Hearing Site: Los Angeles, CA |