Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01247 | 12/15/2023 | Claimant(s): Carlos Ubinas Taylor Claimant Lawyers(s): Ubaldo M Fernandez- Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-01487 | 12/15/2023 | Claimant(s): Michael Noland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Eric Ross Cromartie Hearing Site: Oklahoma City, OK | ||
| 23-01889 | 12/15/2023 | Claimant(s): Kristopher Watts, Sherri Omdahl Claimant Lawyers(s): Peter R. Boutin Respondent(s): Morgan Stanley Respondent Lawyers(s): Elisabeth Kratka Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 23-00104 | 12/15/2023 | Claimant(s): Cory Boggs Claimant Lawyers(s): Michael Bessette Respondent(s): City National Securities. Respondent Lawyers(s): Jose A. Lopez Arbitrator(s): Robert C. Albini Hearing Site: Los Angeles, CA | ||
| 23-00385 | 12/15/2023 | Claimant(s): Eric Rapczyk Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): David John Reilly, Thomas M. Madden, Michael Dustin Chase Hearing Site: New York, NY | ||
| 23-02204 | 12/14/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Mitchell Roby Respondent Lawyers(s): Mitchell Roby Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | ||
| 23-01096 | 12/14/2023 | Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Karl Richard Lukens, David Miller Hearing Site: Chicago, IL | ||
| 22-02243 | 12/14/2023 | Claimant(s): Benjamin Soccodato Claimant Lawyers(s): John Hitchings Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 23-00411 | 12/14/2023 | Claimant(s): Clovis Morrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan A. Gless Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01372 | 12/14/2023 | Claimant(s): Sean Sill Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL |