23-01913 | 01/19/2024 | Claimant(s): Michael Dieschbourg Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA
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23-01476 | 01/19/2024 | Claimant(s): Ivan Cen Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA
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23-01271 | 01/19/2024 | Claimant(s): Gail Jensen, Martin McNees Claimant Lawyers(s): Bradley Ziegler Respondent(s): Madison Avenue Securities Respondent Lawyers(s): John C. Gray Arbitrator(s): Mark R. Lee, Ronald N. Roth, Vytas Tarulis Hearing Site: San Diego, CA
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23-02633 | 01/18/2024 | Claimant(s): Robert Procaccianti Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Maya Steinitz Hearing Site: Providence, RI
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23-01365 | 01/18/2024 | Claimant(s): Michelle Anthony Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young, Neal S. Robb Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ
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23-00826 | 01/18/2024 | Claimant(s): Michael McGee Claimant Lawyers(s): Scott Holcomb Respondent(s): Investment Professionals. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Robert J. Gregory, Robert Sullivan Tyler, Terry Lynn Buffalo Hearing Site: Little Rock, AR
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23-01706 | 01/18/2024 | Claimant(s): Brian Farkas Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY
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23-00156 | 01/18/2024 | Claimant(s): Robert Binkowski Claimant Lawyers(s): Chelsea Bauer Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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23-01001 | 01/17/2024 | Claimant(s): Ernest Montavon Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Mark A. Pratzel Arbitrator(s): Peter E. Gillespie Hearing Site: Hartford, CT
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23-01783 | 01/12/2024 | Claimant(s): Ghiass Ali, Sunshine Financial Solutions of South FL Claimant Lawyers(s): Demetrios Pavlou Respondent(s): Scott Storick Respondent Lawyers(s): Scott R. Storick Arbitrator(s): William Kent Brown Hearing Site: Boca Raton, FL
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