Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02702 | 05/15/2019 | Claimant(s): Kurt Peterson Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Gregory G. Gocek Hearing Site: Minneapolis, MN | $0 | |
| 18-00028 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Dan Brecher Hearing Site: New York, NY | $0 | |
| 18-00045 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Dan Brecher Hearing Site: New York, NY | $0 | |
| 18-00132 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | $0 | |
| 18-00148 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America., 1St Global Capital Corp. Respondent Lawyers(s): Judith A. Knudsen, Tyler Schubauer Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | $0 | |
| 18-00300 | 05/14/2019 | Claimant(s): March Scudillo Claimant Lawyers(s): Michael Bessette Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | $0 | |
| 18-00335 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Eric Litow Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Ronald Harris Kisner Hearing Site: New York, NY | $0 | |
| 18-03060 | 05/14/2019 | Claimant(s): James McLellan Claimant Lawyers(s): Frances Menzer Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Marilyn R. Lewis Hearing Site: Denver, CO | $0 | |
| 18-03264 | 05/14/2019 | Claimant(s): Michael Fasciglione Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp. Respondent Lawyers(s): Emily A. Hayes, Michael Clements Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | $0 | |
| 18-03459 | 05/14/2019 | Claimant(s): Scott Kurkjian Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | $0 |