Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01647 | 12/19/2019 | Claimant(s): Lily Pirouzian Claimant Lawyers(s): Joshua C. Klein Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | ||
| 19-02219 | 12/19/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Retta A. Miller Respondent(s): Vernon Sears Respondent Lawyers(s): Vernon David Sears Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX | ||
| 19-01677 | 12/18/2019 | Claimant(s): Alan Schryer Claimant Lawyers(s): Erica Harris Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Ellen S. Robbins Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 19-02035 | 12/18/2019 | Claimant(s): Thomas Mathews Claimant Lawyers(s): Alan Wolper Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 19-00799 | 12/16/2019 | Claimant(s): Mark Johnson Claimant Lawyers(s): Linda D. Friedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 19-00951 | 12/16/2019 | Claimant(s): Roger Engemoen Claimant Lawyers(s): Erin M. Brewer Respondent(s): Samco Capital Markets. Respondent Lawyers(s): Joel B. Bailey Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 18-00795 | 12/13/2019 | Claimant(s): Susan Greenwood Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): NatWest Markets Securities Inc. Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Martin Jay Siegel, Michael H DuBoff, Mary P. Bass Hearing Site: New York, NY | ||
| 18-01550 | 12/13/2019 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 19-00355 | 12/13/2019 | Claimant(s): Michael Fornasier Claimant Lawyers(s): Michael John Fornasier Respondent(s): MBSC Securities Corporation Respondent Lawyers(s): James H. Forte Arbitrator(s): Timothy P. Kebbe, Anna Lascar, James G Paulsen Hearing Site: New York, NY | ||
| 19-00716 | 12/13/2019 | Claimant(s): Jeffrey Halpert Claimant Lawyers(s): Louis Tambaro Respondent(s): The Jeffrey Matthews Financial Group Respondent Lawyers(s): Stephen Cucchia Arbitrator(s): Carol Maria Luttati Hearing Site: New York, NY |