Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02086 | 01/17/2020 | Claimant(s): Charles Mercer Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Mark A. Sipper Hearing Site: Louisville, KY | ||
| 18-01541 | 01/16/2020 | Claimant(s): Keith Price Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph C. O'Keefe Arbitrator(s): R. Peyton Gibson, Wallace Anthony Showman, Charles Francis Barr Hearing Site: New York, NY | ||
| 19-01283 | 01/16/2020 | Claimant(s): Brian Addis Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Barry Goldman Hearing Site: Cincinnati, OH | ||
| 19-01721 | 01/16/2020 | Claimant(s): Paul Reider Claimant Lawyers(s): David A Genelly Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 19-02185 | 01/16/2020 | Claimant(s): Martin Cunningham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): John James McGovern Hearing Site: Manchester, NH | ||
| 18-01955 | 01/15/2020 | Claimant(s): David Vorbeck, Stephen Dunnuck, Stephen Wien Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Kim M. Ruckdaschel-Haley Arbitrator(s): Thomas F. Mahoney, Donald Glen Russell, Timothy Crook Hearing Site: Indianapolis, IN | ||
| 19-01741 | 01/15/2020 | Claimant(s): Natalie Brinkman Claimant Lawyers(s): Elizabeth P. Ridley Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 19-01835 | 01/14/2020 | Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Craig L. Hymowitz Arbitrator(s): Julie K. Chapin Hearing Site: Philadelphia, PA | ||
| 19-01189 | 01/13/2020 | Claimant(s): Jorge Blanco Claimant Lawyers(s): Gregory B. Simon Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 19-01482 | 01/13/2020 | Claimant(s): Lysandra Maxim Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Quick & Reilly. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY |