Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03020 | 07/15/2024 | Claimant(s): Jeffrey Klotz Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-02835 | 07/12/2024 | Claimant(s): Michael Bristoll Claimant Lawyers(s): James P. Galvin Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula Shaffner Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ | ||
| 23-02847 | 07/12/2024 | Claimant(s): Thomas Pusser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Richard P. Regan Hearing Site: Richmond, VA | ||
| 23-01439 | 07/12/2024 | Claimant(s): Kian Nobari Claimant Lawyers(s): Harris Freedman Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 23-00962 | 07/12/2024 | Claimant(s): Magda Broco Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-02341 | 07/11/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 23-00917 | 07/11/2024 | Claimant(s): Thomas Garity, William Garity Medina Claimant Lawyers(s): Angelic Rivera Ramos, Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-01492 | 07/11/2024 | Claimant(s): David Price Claimant Lawyers(s): Harris Freedman Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Jeff Margolin Arbitrator(s): Terry M Lloyd, James H. Fehlberg, Scott Hooper Hearing Site: Portland, OR | ||
| 23-00028 | 07/11/2024 | Claimant(s): Lisa Idlett Claimant Lawyers(s): John E. Jenkins Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ | ||
| 23-02741 | 07/11/2024 | Claimant(s): Stephen Mosca Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Steven N. Ainbinder, Edward Alexander Jaffe, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL |