07-01665 | 01/28/2008 | Claimant(s): Cowen and Company Claimant Lawyers(s): Lloyd S. Clareman Respondent(s): Paul Balser Respondent Lawyers(s): Eric J. Grannis Arbitrator(s): Michael P. Golden, Douglas F. Stone, Jean C. Black Hearing Site: New York, NY
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06-04113 | 01/25/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan Sugarman Respondent(s): Ken Bott Respondent Lawyers(s): Aileen E. Cohen Arbitrator(s): Steven A. Budin, Royetta M. Jones, Richard W. Pendleton Hearing Site: Las Vegas, NV
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06-04595 | 01/25/2008 | Claimant(s): Basic Investors. Claimant Lawyers(s): Eric S. Hutner Respondent(s): Glen Meyer Respondent Lawyers(s): Glen Meyer Arbitrator(s): John A. Astorina, John P. Bevilacqua, Eric J. Sussman Hearing Site: New York, NY
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07-01779 | 01/24/2008 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Forrest M. Smith Respondent(s): Carl Hyde Respondent Lawyers(s): Carl F. Hyde Arbitrator(s): G. Brooks Euler Hearing Site: Louisville, KY
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06-01892 | 01/23/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jennifer R. Seltenrich Respondent(s): John Kennedy Respondent Lawyers(s): Raymond Nardo Arbitrator(s): Norris D. Wolff, Stuart Rothenstein, Royce Russell Hearing Site: New York, NY
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07-02134 | 01/23/2008 | Claimant(s): Continental Broker-Dealer Corp. by Tru Claimant Lawyers(s): Nathan Schwed Respondent(s): Nicholas Cosmo Respondent Lawyers(s): Nicholas Joseph Cosmo Arbitrator(s): Steven David Leader Hearing Site: New York, NY
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06-04606 | 01/22/2008 | Claimant(s): Katherine Reeve Claimant Lawyers(s): Niall P. McCarthy Respondent(s): Advanced Equities. Respondent Lawyers(s): Edward T. Anderson Arbitrator(s): Walter P. Hitchcock, Alexandra M. Linden, Gail Killefer Hearing Site: San Francisco, CA
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07-02092 | 01/22/2008 | Claimant(s): Gary Fitzer Claimant Lawyers(s): Gary A. Fitzer Respondent(s): A. Burch, J. Corpal, J. Goode, L. Ermel, M. Kudlik, R. Gee, T. Snodgrass, W. Candler, ARI Financial Services., Burch & Company. Respondent Lawyers(s): Christina Birgensmith, Tucker H. Byrd Arbitrator(s): John H. Griffing, Patricia Ann Tracey, John E. Baynum Hearing Site: Charlotte, NC
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06-00458 | 01/18/2008 | Claimant(s): Joseph Stewart Claimant Lawyers(s): Hollis Gonerka Bart Respondent(s): McKim Capital. Respondent Lawyers(s): Gregory P. Vidler Arbitrator(s): Vicki Z. Holleman, Robert E. Holley, John E. Frary Hearing Site: New York, NY
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06-05199 | 01/18/2008 | Claimant(s): David Maurice, Lois Carrier Claimant Lawyers(s): Jeffrey B. Kelvin Respondent(s): LPL fka Linsco/Private Ledger Corp. Respondent Lawyers(s): David J. Freniere Arbitrator(s): Joan Stearns Johnsen, John A. Morin, B. John Dill Hearing Site: Boston, MA
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