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FINRA Awards for Forrest M. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0177901/24/2008Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Forrest M. Smith
Respondent(s): Carl Hyde
Respondent Lawyers(s): Carl F. Hyde
Arbitrator(s): G. Brooks Euler
Hearing Site: Louisville, KY
06-0445510/30/2007Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Forrest M. Smith
Respondent(s): Lawrence Bensman
Respondent Lawyers(s): Lawrence N. Bensman
Arbitrator(s): Amy J. Wenzler
Hearing Site: Milwaukee, WI

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