07-02093 | 05/20/2008 | Claimant(s): Carl Garrett Claimant Lawyers(s): J. Christopher Wehrle Respondent(s): Flagstone Securities Respondent Lawyers(s): Douglas Y. Curran Arbitrator(s): Phillip Barry Wise, Marvin L. Frazier, Brian T. Carter Hearing Site: St. Louis, MO
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05-06273 | 05/19/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): James Jackson, Laura Rowley Respondent Lawyers(s): Robert A. Kantas, Ronald P. Kane Arbitrator(s): Daniel R. Schmieder, Dale A. Hearn, Carol Frances Relihan Hearing Site: Houston, TX
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05-00505 | 05/16/2008 | Claimant(s): Thomas Powers Claimant Lawyers(s): Peter A. Cantwell Respondent(s): New England Securities, Metropolitan Life Ins. Company, New England Life Insurance Company Respondent Lawyers(s): John A. Berg & Martin Harris Arbitrator(s): James D. Adducci, Michael Steinberg, Richard R. Bicek Hearing Site: Chicago, IL
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05-04546 | 05/16/2008 | Claimant(s): SunAmerica Securities. Claimant Lawyers(s): Barry R. Temkin Respondent(s): Peter Sloan Respondent Lawyers(s): Peter M. Sloan Arbitrator(s): Patrick J. Howley, David J. Pine, Irwin Pronin Hearing Site: Newark, NJ
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06-05187 | 05/16/2008 | Claimant(s): Michael Cain Claimant Lawyers(s): Raymond L. Moss Respondent(s): Wachovia Securities Respondent Lawyers(s): James C. Browning Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler Hearing Site: Atlanta, GA
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05-05634 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Hernandez Respondent Lawyers(s): Jeanette H. Tejada Arbitrator(s): James S. Goddard, Jodi A. Hopkinson, Frank Masi Hearing Site: Newark, NJ
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07-00587 | 05/15/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Jerad Rissler Respondent(s): Jon Ladd Respondent Lawyers(s): Kenneth R. Jones Arbitrator(s): Eugene R. Katz, Coleman Robert Perry, Richard Lee Matthews Hearing Site: Nashville, TN
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07-01730 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Greg Burden Respondent Lawyers(s): John E. Barbush Arbitrator(s): Michael R. Prescott, Gary S. Jefferson, Michael E. Nelson Hearing Site: Oklahoma City, OK
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07-02677 | 05/13/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Daniel Voss Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Bruce A. Lindvig Hearing Site: Phoenix, AZ
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07-01369 | 05/12/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Hamrick Respondent Lawyers(s): James M. Hamrick Arbitrator(s): Eli Bensky, Dale A. Hearn, Ruth Smith Jackson Hearing Site: Houston, TX
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