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FINRA Awards for Phillip Barry Wise

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0036711/16/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Osborn
Respondent Lawyers(s): Thomas Preston Osborn
Arbitrator(s): Phillip Barry Wise, Allen D. Schwartz, Enrico A. Mazzoli
Hearing Site: Louisville, KY
07-0209305/20/2008Claimant(s): Carl Garrett
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Flagstone Securities
Respondent Lawyers(s): Douglas Y. Curran
Arbitrator(s): Phillip Barry Wise, Marvin L. Frazier, Brian T. Carter
Hearing Site: St. Louis, MO

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